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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIC
601
Eagle Point Income Co
EIC
$230M
$1.37M 0.02%
119,875
+12,024
+11% +$144K
EXC icon
602
Exelon
EXC
$48.6B
$1.36M 0.02%
31,248
+1,738
+6% +$79.3K
AIZ icon
603
Assurant
AIZ
$13.7B
$1.36M 0.02%
5,654
+661
+13% +$148K
HLN icon
604
Haleon
HLN
$43.1B
$1.36M 0.02%
134,669
+15,742
+13% +$150K
LHX icon
605
L3Harris
LHX
$55.9B
$1.36M 0.02%
4,618
+1,913
+71% +$553K
IWL icon
606
iShares Russell Top 200 ETF
IWL
$2.16B
$1.35M 0.02%
7,936
-819
-9% -$138K
PPLT
607
abrdn Physical Platinum Shares ETF
PPLT
$1.81B
$1.34M 0.02%
72,130
+71,840
+24,772% +$1.11M
JMST icon
608
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$1.34M 0.02%
26,395
+15,179
+135% +$773K
MRSH
609
Marsh
MRSH
$86.3B
$1.34M 0.02%
7,217
-789
-10% -$147K
INGR icon
610
Ingredion
INGR
$6.38B
$1.33M 0.02%
12,077
+3,214
+36% +$362K
GLW icon
611
Corning
GLW
$126B
$1.33M 0.02%
15,185
+5,890
+63% +$507K
VRSN icon
612
VeriSign
VRSN
$25.3B
$1.33M 0.02%
5,465
+983
+22% +$247K
BBHY icon
613
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$1.33M 0.02%
28,520
+4,747
+20% +$221K
GWW icon
614
W.W. Grainger
GWW
$65.3B
$1.32M 0.02%
1,310
-10
-0.8% -$9.7K
CGNG
615
Capital Group New Geography Equity ETF
CGNG
$2.61B
$1.32M 0.02%
41,283
+9,575
+30% +$302K
AXON
616
Axon Enterprise
AXON
$40.5B
$1.32M 0.02%
2,318
+602
+35% +$374K
ARGX icon
617
argenx
ARGX
$57.4B
$1.31M 0.02%
1,557
-116
-7% -$99.3K
FMAY icon
618
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$1.31M 0.02%
24,471
– –
BUFF icon
619
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$1.31M 0.02%
26,212
+6,637
+34% +$327K
LOGI icon
620
Logitech
LOGI
$15.2B
$1.31M 0.02%
13,033
+6,774
+108% +$761K
FPF
621
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.31M 0.02%
70,073
+347
+0.5% +$6.49K
PWR icon
622
Quanta Services
PWR
$93.9B
$1.31M 0.02%
3,094
+870
+39% +$382K
EDIV icon
623
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.3M 0.02%
33,181
+8,466
+34% +$328K
MSCI icon
624
MSCI
MSCI
$40B
$1.3M 0.02%
2,263
+105
+5% +$58.9K
BIO icon
625
Bio-Rad Laboratories Class A
BIO
$8.42B
$1.29M 0.02%
4,272
+1,273
+42% +$397K
23 24
25
26 27

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.