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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJT icon
601
Trump Media & Technology Group
DJT
$2.37B
$595K 0.02%
9,607
+950
+11% +$36.9K
AZO icon
602
AutoZone
AZO
$48.3B
$593K 0.02%
188
+6
+3% +$17.1K
EXC icon
603
Exelon
EXC
$48.6B
$591K 0.02%
15,722
+3,124
+25% +$112K
IEI icon
604
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$589K 0.02%
5,089
+3,144
+162% +$365K
NGG icon
605
National Grid
NGG
$82.7B
$588K 0.02%
9,147
+7,160
+360% +$453K
AXTA icon
606
Axalta
AXTA
$7.01B
$587K 0.02%
17,058
+318
+2% +$10.4K
FYX icon
607
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$584K 0.02%
6,264
+3,663
+141% +$328K
SKYY icon
608
First Trust Cloud Computing ETF
SKYY
$2.74B
$583K 0.02%
6,094
+1,146
+23% +$106K
IYC icon
609
iShares US Consumer Discretionary ETF
IYC
$1.12B
$579K 0.02%
7,069
+159
+2% +$12.4K
JPC icon
610
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$579K 0.02%
80,579
-864
-1% -$6.13K
RWL icon
611
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$577K 0.02%
6,158
+440
+8% +$38.9K
FTRE icon
612
Fortrea Holdings
FTRE
$1.85B
$574K 0.02%
14,300
+1,032
+8% +$35.8K
BOND icon
613
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$572K 0.02%
6,231
+4,906
+370% +$449K
FVAL icon
614
Fidelity Value Factor ETF
FVAL
$1.28B
$572K 0.02%
10,029
-827
-8% -$45K
CEG icon
615
Constellation Energy
CEG
$98B
$569K 0.02%
3,080
+934
+44% +$133K
PZA icon
616
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$569K 0.02%
23,863
-511
-2% -$12.2K
ICLR icon
617
Icon
ICLR
$12.8B
$564K 0.02%
1,680
-250
-13% -$73.7K
IGV icon
618
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$564K 0.02%
6,618
+1,998
+43% +$169K
FTNT icon
619
Fortinet
FTNT
$112B
$562K 0.02%
8,234
-684
-8% -$45.5K
FERG icon
620
Ferguson
FERG
$44.7B
$562K 0.02%
2,573
-2,040
-44% -$406K
XBI icon
621
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$561K 0.02%
5,909
-483
-8% -$44.8K
BFEB icon
622
Innovator US Equity Buffer ETF February
BFEB
$252M
$560K 0.02%
14,262
+2,924
+26% +$111K
PKW icon
623
Invesco BuyBack Achievers ETF
PKW
$1.69B
$557K 0.02%
5,145
-107
-2% -$10.9K
FTSL icon
624
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$556K 0.02%
12,042
+711
+6% +$32.8K
BAM icon
625
Brookfield Asset Management
BAM
$74B
$555K 0.02%
13,200
+1,121
+9% +$45.3K
23 24
25
26 27

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GAM
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CF
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JCAM
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AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.