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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
576
Exelon
EXC
$48.6B
$1.33M 0.02%
29,510
-497
-2% -$21.8K
FCX icon
577
Freeport-McMoran
FCX
$90B
$1.32M 0.02%
33,764
-157
-0.5% -$6.81K
YUMC icon
578
Yum China
YUMC
$14.9B
$1.32M 0.02%
30,836
+5,518
+22% +$251K
BBY icon
579
Best Buy
BBY
$18B
$1.32M 0.02%
17,498
+1,505
+9% +$108K
PSI icon
580
Invesco Semiconductors ETF
PSI
$2.44B
$1.32M 0.02%
18,719
+761
+4% +$48.2K
EMB icon
581
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.31M 0.02%
13,778
+3,387
+33% +$317K
GPC icon
582
Genuine Parts
GPC
$17.1B
$1.31M 0.02%
9,457
+381
+4% +$51.1K
FN icon
583
Fabrinet
FN
$17.1B
$1.31M 0.02%
3,580
-680
-16% -$224K
CGCP icon
584
Capital Group Core Plus Income ETF
CGCP
$8.33B
$1.3M 0.02%
57,384
+8,632
+18% +$195K
MGK icon
585
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.3M 0.02%
16,200
+3,460
+27% +$266K
RY icon
586
Royal Bank of Canada
RY
$291B
$1.3M 0.02%
8,825
+2,031
+30% +$280K
HWM icon
587
Howmet Aerospace
HWM
$116B
$1.3M 0.02%
6,622
-852
-11% -$155K
STRL icon
588
Sterling Infrastructure
STRL
$20.3B
$1.29M 0.02%
3,803
-1,161
-23% -$330K
PSX icon
589
Phillips 66
PSX
$82.9B
$1.29M 0.02%
9,489
-2,293
-19% -$294K
DAL icon
590
Delta Air Lines
DAL
$55.9B
$1.29M 0.02%
22,738
-77
-0.3% -$4.39K
ZBRA icon
591
Zebra Technologies
ZBRA
$12.4B
$1.28M 0.02%
4,324
+85
+2% +$27.2K
FMAY icon
592
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$1.28M 0.02%
24,471
-394
-2% -$20.1K
PMAY icon
593
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$1.28M 0.02%
32,837
+29,712
+951% +$1.14M
SPOT icon
594
Spotify
SPOT
$99.2B
$1.27M 0.02%
1,825
+57
+3% +$39.9K
GWW icon
595
W.W. Grainger
GWW
$65.3B
$1.26M 0.02%
1,320
+95
+8% +$95.4K
NET icon
596
Cloudflare
NET
$93B
$1.25M 0.02%
5,848
+590
+11% +$120K
VRSN icon
597
VeriSign
VRSN
$25.3B
$1.25M 0.02%
4,482
-227
-5% -$63.4K
BJUL icon
598
Innovator US Equity Buffer ETF July
BJUL
$289M
$1.25M 0.02%
25,197
+135
+0.5% +$6.53K
FDEM icon
599
Fidelity Emerging Markets Multifactor ETF
FDEM
$563M
$1.24M 0.02%
41,306
+29,312
+244% +$853K
ARGX icon
600
argenx
ARGX
$57.4B
$1.23M 0.02%
1,673
+592
+55% +$390K
22 23
24
25 26

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.