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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXX icon
551
iShares Semiconductor ETF
SOXX
$43.6B
$1.56M 0.02%
5,180
-76
-1% -$22.4K
HWM icon
552
Howmet Aerospace
HWM
$116B
$1.55M 0.02%
7,573
+951
+14% +$189K
LITL
553
Simplify Piper Sandler US Small-Cap PLUS Income ETF
LITL
$6.74M
$1.55M 0.02%
52,414
-489
-0.9% -$14.1K
RY icon
554
Royal Bank of Canada
RY
$291B
$1.54M 0.02%
9,011
+186
+2% +$28.6K
FLXR
555
TCW Flexible Income ETF
FLXR
$3.4B
$1.53M 0.02%
38,662
+7,777
+25% +$309K
PFG icon
556
Principal Financial Group
PFG
$23.6B
$1.53M 0.02%
17,346
+220
+1% +$18.6K
SPEM icon
557
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.53M 0.02%
32,662
+20,515
+169% +$966K
WMG icon
558
Warner Music
WMG
$13.8B
$1.53M 0.02%
49,813
+13,738
+38% +$420K
CAH icon
559
Cardinal Health
CAH
$53.4B
$1.52M 0.02%
7,414
+964
+15% +$181K
GHY
560
PGIM Global High Yield Fund
GHY
$478M
$1.52M 0.02%
123,127
+4,210
+4% +$52.5K
NTAP icon
561
NetApp
NTAP
$32.9B
$1.51M 0.02%
14,059
-4,794
-25% -$547K
PFFD icon
562
Global X US Preferred ETF
PFFD
$2.13B
$1.5M 0.02%
79,383
+2,619
+3% +$50.1K
SPAB icon
563
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$1.5M 0.02%
58,288
+2,077
+4% +$53.8K
WDC icon
564
Western Digital
WDC
$179B
$1.5M 0.02%
8,712
+1,908
+28% +$289K
CTA icon
565
Simplify Managed Futures Strategy ETF
CTA
$1.65B
$1.5M 0.02%
54,970
+6,495
+13% +$178K
MPC icon
566
Marathon Petroleum
MPC
$90.3B
$1.5M 0.02%
9,205
+4,559
+98% +$852K
FTNT icon
567
Fortinet
FTNT
$112B
$1.5M 0.02%
18,850
+4,612
+32% +$383K
DDOG icon
568
Datadog
DDOG
$87.9B
$1.49M 0.02%
10,971
+427
+4% +$67.5K
STZ icon
569
Constellation Brands
STZ
$22.2B
$1.49M 0.02%
10,801
+519
+5% +$71.2K
EEM icon
570
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.49M 0.02%
27,226
+2,122
+8% +$115K
SYY icon
571
Sysco
SYY
$39.7B
$1.49M 0.02%
20,206
+3,067
+18% +$233K
SNPS icon
572
Synopsys
SNPS
$71.5B
$1.49M 0.02%
3,162
-292
-8% -$130K
HCA icon
573
HCA Healthcare
HCA
$84.8B
$1.48M 0.02%
3,168
-16
-0.5% -$7.43K
CGCP icon
574
Capital Group Core Plus Income ETF
CGCP
$8.33B
$1.48M 0.02%
65,215
+7,831
+14% +$178K
PRU icon
575
Prudential Financial
PRU
$41.7B
$1.47M 0.02%
13,049
+168
+1% +$18K
21 22
23
24 25

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.