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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
501
Diamondback Energy
FANG
$57.6B
$1.87M 0.03%
12,465
+5,042
+68% +$744K
FEM icon
502
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.87M 0.03%
68,504
-795
-1% -$21.4K
SGOL icon
503
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.86M 0.03%
45,334
+1,338
+3% +$52.9K
SHW icon
504
Sherwin-Williams
SHW
$78.3B
$1.85M 0.03%
5,703
-1,346
-19% -$450K
EJAN icon
505
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$1.85M 0.03%
54,679
+6
+0% +$201
DVY icon
506
iShares Select Dividend ETF
DVY
$24B
$1.84M 0.03%
13,043
+323
+3% +$45.6K
XEL icon
507
Xcel Energy
XEL
$51B
$1.83M 0.03%
24,831
+119
+0.5% +$9.38K
ROST icon
508
Ross Stores
ROST
$76.6B
$1.82M 0.03%
10,104
+179
+2% +$29.9K
LYG icon
509
Lloyds Banking Group
LYG
$87.4B
$1.82M 0.03%
342,808
+22,384
+7% +$108K
JSMD icon
510
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$1.81M 0.03%
22,239
+1,879
+9% +$156K
GIS icon
511
General Mills
GIS
$19.2B
$1.81M 0.03%
38,967
+7,761
+25% +$369K
RSP icon
512
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.81M 0.03%
9,428
+1,350
+17% +$256K
EOCT icon
513
Innovator Emerging Markets Power Buffer ETF October
EOCT
$104M
$1.8M 0.03%
56,848
+29,373
+107% +$918K
EFG icon
514
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.8M 0.03%
15,757
-974
-6% -$112K
XSMO icon
515
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$1.79M 0.03%
24,839
+52
+0.2% +$3.79K
FVD icon
516
First Trust Value Line Dividend Fund
FVD
$8.29B
$1.79M 0.03%
38,788
-6,158
-14% -$283K
FOXA icon
517
Fox Class A
FOXA
$23.2B
$1.78M 0.03%
24,421
+2,864
+13% +$187K
CPRT icon
518
Copart
CPRT
$25.9B
$1.78M 0.03%
45,513
-4,260
-9% -$177K
LH icon
519
Labcorp
LH
$24.3B
$1.78M 0.03%
7,100
+1,053
+17% +$280K
OMFL icon
520
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$1.78M 0.03%
29,091
+449
+2% +$27.1K
SNY icon
521
Sanofi
SNY
$104B
$1.77M 0.03%
36,540
+1,073
+3% +$53.2K
O icon
522
Realty Income
O
$61.2B
$1.77M 0.03%
31,322
+2,956
+10% +$171K
AYI icon
523
Acuity Brands
AYI
$9.88B
$1.76M 0.03%
4,894
+580
+13% +$210K
INTF icon
524
iShares International Equity Factor ETF
INTF
$3.54B
$1.76M 0.03%
46,622
+2,208
+5% +$81.1K
SMFG icon
525
Sumitomo Mitsui Financial
SMFG
$166B
$1.75M 0.03%
90,778
+20,239
+29% +$351K
19 20
21
22 23

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.