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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
501
Carrier Global
CARR
$57.2B
$1.68M 0.03%
28,076
-265
-0.9% -$18K
SNY icon
502
Sanofi
SNY
$104B
$1.67M 0.03%
35,467
-3,529
-9% -$170K
FSTA icon
503
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.66M 0.03%
33,296
-2,829
-8% -$145K
G icon
504
Genpact
G
$5.3B
$1.66M 0.03%
39,548
+23,289
+143% +$1.02M
SPTS icon
505
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$1.65M 0.03%
56,334
+6,363
+13% +$186K
PHK
506
PIMCO High Income Fund
PHK
$861M
$1.64M 0.03%
329,250
+15,448
+5% +$75.6K
DIVO icon
507
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$1.64M 0.03%
36,700
-933
-2% -$40.5K
GEV icon
508
GE Vernova
GEV
$270B
$1.63M 0.03%
2,650
-318
-11% -$193K
VRSK icon
509
Verisk Analytics
VRSK
$26.4B
$1.63M 0.03%
6,465
+500
+8% +$137K
HEQ
510
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.62M 0.03%
152,472
+1,992
+1% +$21.2K
UAL icon
511
United Airlines
UAL
$38.4B
$1.62M 0.03%
16,816
+1,192
+8% +$115K
SGOL icon
512
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.62M 0.03%
43,996
+3,018
+7% +$99.6K
VDE icon
513
Vanguard Energy ETF
VDE
$10.1B
$1.62M 0.03%
12,843
+11,016
+603% +$1.36M
NLY icon
514
Annaly Capital Management
NLY
$16.9B
$1.61M 0.03%
79,905
+15,303
+24% +$317K
MRSH
515
Marsh
MRSH
$86.3B
$1.61M 0.03%
8,006
+254
+3% +$52.2K
SPG icon
516
Simon Property Group
SPG
$74.5B
$1.6M 0.03%
8,542
+541
+7% +$93.4K
PFF icon
517
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.6M 0.03%
50,672
-1,015
-2% -$31.9K
INTF icon
518
iShares International Equity Factor ETF
INTF
$3.54B
$1.59M 0.03%
44,414
+6,500
+17% +$228K
FMB icon
519
First Trust Managed Municipal ETF
FMB
$2.03B
$1.59M 0.03%
31,317
-1,304
-4% -$65.2K
GIS icon
520
General Mills
GIS
$19.2B
$1.57M 0.03%
31,206
+1,734
+6% +$86.9K
JCI icon
521
Johnson Controls International
JCI
$87.5B
$1.55M 0.03%
14,142
-286
-2% -$30.6K
RSP icon
522
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.53M 0.03%
8,078
-2,594
-24% -$483K
GHY
523
PGIM Global High Yield Fund
GHY
$478M
$1.53M 0.03%
118,917
+5,409
+5% +$71.6K
ZTS icon
524
Zoetis
ZTS
$31.6B
$1.52M 0.03%
10,388
-893
-8% -$135K
MCO icon
525
Moody's
MCO
$81.7B
$1.51M 0.02%
3,178
+185
+6% +$93.3K
19 20
21
22 23

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.