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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
iShares Core S&P Small-Cap ETF
IJR
$103B
| $49.3M | 0.72% |
396,724
+35,379
| +10% | +$4.49M |
2023 Q4
9 quarters
|
|
27
iShares S&P 500 Growth ETF
IVW
$77.9B
| $47.7M | 0.7% |
422,113
-12,598
| -3% | -$1.52M |
2023 Q4
9 quarters
|
|
28
Fidelity MSCI Information Technology Index ETF
FTEC
$21.4B
| $44.3M | 0.65% |
212,930
+63,882
| +43% | +$14M |
2023 Q4
9 quarters
|
|
29
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
| $43.4M | 0.64% |
1,006,889
+60,997
| +6% | +$2.71M |
2023 Q4
9 quarters
|
|
30
Schwab US Large-Cap Growth ETF
SCHG
$63.9B
| $43M | 0.63% |
1,474,680
+115,579
| +9% | +$3.59M |
2023 Q4
9 quarters
|
|
31
iShares Core MSCI International Developed Markets ETF
IDEV
$32.9B
| $41.5M | 0.61% |
496,389
-10,060
| -2% | -$866K |
2023 Q4
9 quarters
|
|
32
Meta Platforms (Facebook)
META
$1.87T
| $41.2M | 0.6% |
71,947
+3,931
| +6% | +$2.52M |
2023 Q4
9 quarters
|
|
33
iShares Core S&P US Growth ETF
IUSG
$33.9B
| $39.4M | 0.58% |
254,203
-52,654
| -17% | -$8.67M |
2023 Q4
9 quarters
|
|
34
Broadcom
AVGO
$1.62T
| $39.1M | 0.57% |
126,181
+12,847
| +11% | +$4.23M |
2023 Q4
9 quarters
|
|
35
Alphabet (Google) Class C
GOOG
$4.22T
| $37.4M | 0.55% |
130,477
+8,238
| +7% | +$2.59M |
2023 Q4
9 quarters
|
|
36
iShares Core MSCI Total International Stock ETF
IXUS
$57.9B
| $36.9M | 0.54% |
425,599
-301
| -0.1% | -$26.8K |
2023 Q4
9 quarters
|
|
37
iShares MBS ETF
MBB
$35.9B
| $35.2M | 0.52% |
370,956
+91,372
| +33% | +$8.73M |
2023 Q4
9 quarters
|
|
38
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $34.9M | 0.51% |
278,631
+23,376
| +9% | +$3.07M |
2023 Q4
9 quarters
|
|
39
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $32M | 0.47% |
498,917
+12,908
| +3% | +$852K |
2023 Q4
9 quarters
|
|
40
JPMorgan Chase
JPM
$886B
| $30.2M | 0.44% |
102,594
+5,662
| +6% | +$1.72M |
2023 Q4
9 quarters
|
|
41
Vanguard Total Bond Market
BND
$163B
| $30M | 0.44% |
407,882
+9,381
| +2% | +$696K |
2023 Q4
9 quarters
|
|
42
iShares US Treasury Bond ETF
GOVT
$42B
| $29.9M | 0.44% |
1,303,146
+527,247
| +68% | +$12.2M |
2023 Q4
9 quarters
|
|
43
Vanguard Morningstar Value ETF
VTV
$190B
| $29M | 0.42% |
147,560
-3,289
| -2% | -$659K |
2023 Q4
9 quarters
|
|
44
iShares Core Universal USD Bond ETF
IUSB
$48.9B
| $28.4M | 0.42% |
614,297
+70,971
| +13% | +$3.31M |
2023 Q4
9 quarters
|
|
45
iShares S&P 500 Value ETF
IVE
$49.8B
| $27M | 0.4% |
127,933
-14,079
| -10% | -$3.05M |
2023 Q4
9 quarters
|
|
46
Invesco QQQ Trust
QQQ
$484B
| $27M | 0.4% |
46,772
+2,238
| +5% | +$1.36M |
2023 Q4
9 quarters
|
|
47
Berkshire Hathaway Class B
BRK.B
$1.13T
| $25.7M | 0.38% |
53,557
+4,355
| +9% | +$2.14M |
2023 Q4
9 quarters
|
|
48
BlackRock US Equity Factor Rotation ETF
DYNF
$42.1B
| $24.9M | 0.37% |
427,852
+19,072
| +5% | +$1.15M |
2024 Q1
8 quarters
|
|
49
ActivePassive International Equity ETF
APIE
$1.13B
| $24.5M | 0.36% |
694,896
+27,202
| +4% | +$1M |
2023 Q4
9 quarters
|
|
50
Visa
V
$749B
| $24.3M | 0.36% |
80,335
+5,450
| +7% | +$1.75M |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.