We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
26
iShares Core MSCI EAFE ETF
IEFA
$186B
$46.4M 0.72%
518,847
-43,129
-8% -$3.81M
META icon
27
Meta Platforms (Facebook)
META
$1.51T
$44.9M 0.69%
68,016
+3,564
+6% +$2.38M
SCHG icon
28
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$44.3M 0.68%
1,359,101
+79,137
+6% +$2.57M
IJR icon
29
iShares Core S&P Small-Cap ETF
IJR
$109B
$43.4M 0.67%
361,345
+96,820
+37% +$11.6M
SCHP icon
30
Schwab US TIPS ETF
SCHP
$16.3B
$41.9M 0.65%
1,582,458
+81,422
+5% +$2.18M
IDEV icon
31
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$41.8M 0.64%
506,449
+30,621
+6% +$2.49M
GSIE icon
32
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$40.6M 0.63%
945,892
-63,954
-6% -$2.67M
AVGO icon
33
Broadcom
AVGO
$1.82T
$39.2M 0.61%
113,334
+6,875
+6% +$2.46M
GOOG icon
34
Alphabet (Google) Class C
GOOG
$3.9T
$38.4M 0.59%
122,239
+11,541
+10% +$3.31M
IXUS icon
35
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$36M 0.56%
425,900
-25,190
-6% -$2.11M
GSLC icon
36
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$33.8M 0.52%
255,255
+3,371
+1% +$442K
FTEC icon
37
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$33.5M 0.52%
149,048
+62,396
+72% +$14.1M
JPM icon
38
JPMorgan Chase
JPM
$939B
$31.2M 0.48%
96,932
+4,964
+5% +$1.54M
VEA icon
39
Vanguard FTSE Developed Markets ETF
VEA
$226B
$30.4M 0.47%
486,009
-7,095
-1% -$435K
JEPI icon
40
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$30.2M 0.47%
526,834
-93,753
-15% -$5.35M
IVE icon
41
iShares S&P 500 Value ETF
IVE
$48.9B
$30.1M 0.46%
142,012
+10,118
+8% +$2.12M
BND icon
42
Vanguard Total Bond Market
BND
$157B
$29.5M 0.46%
398,501
+6,349
+2% +$473K
VTV icon
43
Vanguard Value ETF
VTV
$189B
$28.8M 0.44%
150,849
+8,262
+6% +$1.55M
SPYG icon
44
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$28.5M 0.44%
267,120
+12,984
+5% +$1.38M
QQQ icon
45
Invesco QQQ Trust
QQQ
$455B
$27.4M 0.42%
44,534
+674
+2% +$414K
MBB icon
46
iShares MBS ETF
MBB
$39B
$26.6M 0.41%
279,584
+47,761
+21% +$4.56M
V icon
47
Visa
V
$677B
$26.3M 0.41%
74,885
-2,978
-4% -$1.01M
IUSB icon
48
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$25.3M 0.39%
543,326
+18,631
+4% +$871K
DYNF icon
49
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$24.9M 0.38%
408,780
+88,893
+28% +$5.35M
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.07T
$24.7M 0.38%
49,202
+2,494
+5% +$1.24M
1
2
3 4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.