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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
26
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$41.5M 0.68%
1,009,846
-78,246
-7% -$3.16M
YLD icon
27
Principal Active High Yield ETF
YLD
$570M
$41.1M 0.68%
2,112,828
+670,164
+46% +$12.9M
SCHG icon
28
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$40.8M 0.67%
1,279,964
-44,581
-3% -$1.36M
SCHP icon
29
Schwab US TIPS ETF
SCHP
$16.3B
$40.5M 0.67%
1,501,036
+87,632
+6% +$2.35M
IDEV icon
30
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$38.1M 0.63%
475,828
+37,442
+9% +$2.91M
IXUS icon
31
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$37.3M 0.61%
451,090
-15,082
-3% -$1.2M
JEPI icon
32
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$35.4M 0.58%
620,587
+60,303
+11% +$3.42M
AVGO icon
33
Broadcom
AVGO
$1.82T
$35.1M 0.58%
106,459
-3,272
-3% -$1M
GSLC icon
34
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$32.8M 0.54%
251,884
+9,620
+4% +$1.21M
IJR icon
35
iShares Core S&P Small-Cap ETF
IJR
$109B
$31.4M 0.52%
264,525
-3,936
-1% -$453K
IWY icon
36
iShares Russell Top 200 Growth ETF
IWY
$16B
$29.9M 0.49%
109,086
+91,444
+518% +$23.7M
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$226B
$29.5M 0.49%
493,104
+1,986
+0.4% +$116K
BND icon
38
Vanguard Total Bond Market
BND
$157B
$29.2M 0.48%
392,152
+41,681
+12% +$3.07M
JPM icon
39
JPMorgan Chase
JPM
$939B
$29M 0.48%
91,968
+3,753
+4% +$1.12M
PSET icon
40
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$27.4M
$28M 0.46%
367,369
-22,788
-6% -$1.71M
IVE icon
41
iShares S&P 500 Value ETF
IVE
$48.9B
$27.2M 0.45%
131,894
+7,494
+6% +$1.51M
GOOG icon
42
Alphabet (Google) Class C
GOOG
$3.9T
$27M 0.44%
110,698
+1,750
+2% +$368K
VTV icon
43
Vanguard Value ETF
VTV
$189B
$26.6M 0.44%
142,587
+7,215
+5% +$1.31M
V icon
44
Visa
V
$677B
$26.6M 0.44%
77,863
+2,546
+3% +$881K
SPYG icon
45
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$26.6M 0.44%
254,136
+26,756
+12% +$2.66M
QQQ icon
46
Invesco QQQ Trust
QQQ
$455B
$26.3M 0.43%
43,860
+1,498
+4% +$858K
IUSB icon
47
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$24.5M 0.4%
524,695
+57,121
+12% +$2.64M
SPMO icon
48
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$24.1M 0.4%
198,768
-294,023
-60% -$34.2M
HYG icon
49
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$23.8M 0.39%
292,729
+31,573
+12% +$2.54M
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.07T
$23.5M 0.39%
46,708
+1,841
+4% +$892K
1
2
3 4 5

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.