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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
451
PGIM Global High Yield Fund
GHY
$478M
$1.34M 0.03%
105,076
+12,810
+14% +$159K
CGSM icon
452
Capital Group Short Duration Municipal Income ETF
CGSM
$1.54B
$1.34M 0.03%
+51,034
New +$1.33M
BTZ icon
453
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.34M 0.03%
118,749
+505
+0.4% +$5.51K
CUBE icon
454
CubeSmart
CUBE
$9.53B
$1.33M 0.03%
24,759
+786
+3% +$39K
OHI icon
455
Omega Healthcare
OHI
$15.4B
$1.32M 0.03%
32,387
+1,242
+4% +$47K
SVOL icon
456
Simplify Volatility Premium ETF
SVOL
$527M
$1.32M 0.03%
+59,946
New +$1.33M
EIC
457
Eagle Point Income Co
EIC
$230M
$1.31M 0.03%
81,511
+46,517
+133% +$731K
ALLE icon
458
Allegion
ALLE
$13B
$1.31M 0.03%
8,989
+183
+2% +$24.2K
PYPL icon
459
PayPal
PYPL
$49.5B
$1.3M 0.03%
16,673
+7,775
+87% +$520K
SPYG icon
460
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$1.3M 0.03%
15,642
-326,592
-95% -$26.1M
WCN
461
Waste Connections
WCN
$42.8B
$1.29M 0.03%
7,227
+784
+12% +$142K
CBRE icon
462
CBRE Group
CBRE
$40.8B
$1.29M 0.03%
10,371
+482
+5% +$52.6K
VOT icon
463
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.29M 0.03%
5,300
+733
+16% +$171K
BA icon
464
Boeing
BA
$165B
$1.29M 0.03%
8,472
+956
+13% +$164K
ICLR icon
465
Icon
ICLR
$12.8B
$1.28M 0.03%
4,449
+824
+23% +$260K
GM icon
466
General Motors
GM
$74.7B
$1.27M 0.03%
28,359
+4,785
+20% +$222K
FLG.PRU
467
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$1.26M 0.03%
32,567
-3,185
-9% -$112K
PZA icon
468
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$1.26M 0.03%
52,073
+10,421
+25% +$250K
FPF
469
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.25M 0.03%
64,085
+2,491
+4% +$46.2K
IJUL icon
470
Innovator International Developed Power Buffer ETF July
IJUL
$238M
$1.25M 0.03%
42,511
+39,811
+1,474% +$1.14M
QQQM icon
471
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$1.25M 0.03%
6,212
+2,150
+53% +$419K
GVI icon
472
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$1.24M 0.03%
11,586
+222
+2% +$23.5K
EME icon
473
Emcor
EME
$33.1B
$1.23M 0.03%
2,867
+378
+15% +$143K
DIVO icon
474
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$1.23M 0.03%
29,934
-640
-2% -$25.4K
RCL icon
475
Royal Caribbean
RCL
$78.7B
$1.23M 0.03%
6,951
+98
+1% +$15.9K
17 18
19
20 21

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.