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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
426
Cummins
CMI
$91.7B
$2.2M 0.04%
5,216
-3
-0.1% -$1.15K
QTEC icon
427
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$2.2M 0.04%
9,582
+429
+5% +$92.9K
WM icon
428
Waste Management
WM
$95.9B
$2.2M 0.04%
9,959
+1,245
+14% +$280K
DE icon
429
Deere & Co
DE
$170B
$2.2M 0.04%
4,809
-540
-10% -$266K
HELO icon
430
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.14B
$2.2M 0.04%
33,832
+25,089
+287% +$1.6M
SUB icon
431
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.19M 0.04%
20,547
-580
-3% -$61.9K
XLE icon
432
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.19M 0.04%
49,086
-1,330
-3% -$58.2K
ICF icon
433
iShares Select U.S. REIT ETF
ICF
$2.12B
$2.19M 0.04%
35,554
+3,043
+9% +$186K
DON icon
434
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$2.19M 0.04%
41,869
+179
+0.4% +$9.27K
SCHX icon
435
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.19M 0.04%
83,057
-8,495
-9% -$216K
WMB icon
436
Williams Companies
WMB
$90.5B
$2.18M 0.04%
34,469
+943
+3% +$55.3K
PYPL icon
437
PayPal
PYPL
$49.5B
$2.18M 0.04%
32,520
+862
+3% +$60.8K
CGO
438
Calamos Global Total Return Fund
CGO
$125M
$2.17M 0.04%
180,533
+1,412
+0.8% +$16.7K
SO icon
439
Southern Company
SO
$110B
$2.17M 0.04%
22,869
+1,128
+5% +$105K
WCN
440
Waste Connections
WCN
$42.8B
$2.16M 0.04%
12,310
+337
+3% +$61.3K
UTES icon
441
Virtus Reaves Utilities ETF
UTES
$1.4B
$2.16M 0.04%
25,934
+14,679
+130% +$1.17M
TFC icon
442
Truist Financial
TFC
$63.2B
$2.16M 0.04%
47,193
+5,413
+13% +$244K
SLV icon
443
iShares Silver Trust
SLV
$28.1B
$2.14M 0.04%
50,487
+1,324
+3% +$47.5K
SGOV icon
444
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$2.11M 0.03%
20,998
-8,459
-29% -$851K
AVUV icon
445
Avantis US Small Cap Value ETF
AVUV
$29.7B
$2.11M 0.03%
21,213
+1,466
+7% +$142K
UPS icon
446
United Parcel Service
UPS
$97.6B
$2.1M 0.03%
25,107
+1,407
+6% +$127K
VMC icon
447
Vulcan Materials
VMC
$36.3B
$2.09M 0.03%
6,780
+696
+11% +$198K
YYY icon
448
Amplify CEF High Income ETF
YYY
$716M
$2.08M 0.03%
176,150
+8,670
+5% +$102K
FVD icon
449
First Trust Value Line Dividend Fund
FVD
$8.29B
$2.08M 0.03%
44,946
-17,955
-29% -$822K
IWS icon
450
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.07M 0.03%
14,822
-376
-2% -$51.4K
16 17
18
19 20

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.