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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow % of AUM
Cap. Flow %
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
Unilever
UL
$142B
| $2.65M | 0.04% |
46,551
+5,369
| +13% | +$360K |
2023 Q4
9 quarters
|
|
402
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.69B
| $2.64M | 0.04% |
30,569
+552
| +2% | +$49.1K |
2023 Q4
9 quarters
|
|
403
VanEck Gold Miners ETF
GDX
$26.3B
| $2.64M | 0.04% |
28,770
-45
| -0.2% | -$4.43K |
2023 Q4
9 quarters
|
|
404
T. Rowe Price Floating Rate ETF
TFLR
$864M
| $2.64M | 0.04% |
52,411
+31,159
| +147% | +$1.59M |
2024 Q2
7 quarters
|
|
405
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.8B
| $2.63M | 0.04% |
33,557
+15
| +0% | +$1.22K |
2023 Q4
9 quarters
|
|
406
Fortinet
FTNT
$124B
| $2.63M | 0.04% |
32,179
+13,329
| +71% | +$1.08M |
2023 Q4
9 quarters
|
|
407
Defiance Quantum ETF
QTUM
$5.18B
| $2.61M | 0.04% |
24,304
-1,128
| -4% | -$129K |
2023 Q4
9 quarters
|
|
408
Vanguard Dividend Appreciation ETF
VIG
$113B
| $2.6M | 0.04% |
12,099
+7,230
| +148% | +$1.61M |
2023 Q4
9 quarters
|
|
409
Hershey
HSY
$34.3B
| $2.59M | 0.04% |
12,475
-6,405
| -34% | -$1.35M |
2023 Q4
9 quarters
|
|
410
Diamondback Energy
FANG
$57.1B
| $2.59M | 0.04% |
13,085
+620
| +5% | +$105K |
2023 Q4
9 quarters
|
|
411
State Street Materials Select Sector SPDR ETF
XLB
$8.05B
| $2.57M | 0.04% |
+51,419
| New | +$2.58M |
2026 Q1
0 quarters
|
|
412
Rentokil
RTO
$10.6B
| $2.56M | 0.04% |
81,221
+5,203
| +7% | +$164K |
2023 Q4
9 quarters
|
|
413
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
| $2.55M | 0.04% |
9,915
-606
| -6% | -$166K |
2023 Q4
9 quarters
|
|
414
Northrop Grumman
NOC
$73.9B
| $2.55M | 0.04% |
3,735
-93
| -2% | -$64.3K |
2023 Q4
9 quarters
|
|
415
British American Tobacco
BTI
$129B
| $2.54M | 0.04% |
43,500
+6,316
| +17% | +$374K |
2023 Q4
9 quarters
|
|
416
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $2.54M | 0.04% |
101,926
+7,473
| +8% | +$187K |
2023 Q4
9 quarters
|
|
417
Fidelity Momentum Factor ETF
FDMO
$843M
| $2.53M | 0.04% |
+31,598
| New | +$2.66M |
2026 Q1
0 quarters
|
|
418
Columbia Research Enhanced Core ETF
RECS
$6.14B
| $2.49M | 0.04% |
63,806
+22,672
| +55% | +$919K |
2024 Q1
8 quarters
|
|
|
419
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.8B
| $2.47M | 0.04% |
105,715
-443,940
| -81% | -$10.5M |
2023 Q4
9 quarters
|
|
420
Marathon Petroleum
MPC
$134B
| $2.45M | 0.04% |
10,031
+826
| +9% | +$167K |
2023 Q4
9 quarters
|
|
421
State Street Fixed Income Sector Rotation ETF
FISR
$607M
| $2.44M | 0.04% |
94,680
+72,372
| +324% | +$1.88M |
2024 Q2
7 quarters
|
|
422
SLB Ltd
SLB
$73.5B
| $2.43M | 0.04% |
47,334
+36,823
| +350% | +$1.79M |
2023 Q4
9 quarters
|
|
423
iShares Russell 1000 Growth ETF
IWF
$124B
| $2.41M | 0.04% |
22,636
+2,000
| +10% | +$227K |
2023 Q4
9 quarters
|
|
424
Sterling Infrastructure
STRL
$13B
| $2.41M | 0.04% |
5,919
+512
| +9% | +$200K |
2023 Q4
9 quarters
|
|
425
D.R. Horton
DHI
$39B
| $2.39M | 0.04% |
17,433
+1,187
| +7% | +$179K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.