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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
401
Analog Devices
ADI
$181B
$2.54M 0.04%
9,381
+208
+2% +$52.3K
HEI.A icon
402
HEICO Corp Class A
HEI.A
$35.4B
$2.54M 0.04%
10,043
-246
-2% -$60.8K
RSPT icon
403
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$2.53M 0.04%
55,637
-29,601
-35% -$1.34M
STEW
404
SRH Total Return Fund
STEW
$1.75B
$2.53M 0.04%
136,433
+11,205
+9% +$201K
REGL icon
405
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$2.53M 0.04%
30,017
+2,811
+10% +$236K
EUAD
406
Select STOXX Europe Aerospace & Defense ETF
EUAD
$1.14B
$2.51M 0.04%
59,693
+476
+0.8% +$20.5K
ECL icon
407
Ecolab
ECL
$75.6B
$2.51M 0.04%
9,566
-1,393
-13% -$371K
WM icon
408
Waste Management
WM
$95.9B
$2.51M 0.04%
11,425
+1,466
+15% +$312K
G icon
409
Genpact
G
$5.3B
$2.49M 0.04%
53,241
+13,693
+35% +$592K
PRN icon
410
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$2.48M 0.04%
14,224
+2,274
+19% +$398K
GDX icon
411
VanEck Gold Miners ETF
GDX
$23B
$2.47M 0.04%
28,815
-1,625
-5% -$128K
IMCG icon
412
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$2.46M 0.04%
30,842
+435
+1% +$35.4K
PAPR icon
413
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$2.46M 0.04%
62,934
– –
GRID
414
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$2.45M 0.04%
15,987
+11,029
+222% +$1.69M
CTAS icon
415
Cintas
CTAS
$82.4B
$2.44M 0.04%
12,992
-463
-3% -$87.2K
IWF icon
416
iShares Russell 1000 Growth ETF
IWF
$122B
$2.44M 0.04%
20,636
+88
+0.4% +$10.4K
SPDW icon
417
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$2.44M 0.04%
54,891
+35,434
+182% +$1.55M
SRLN icon
418
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$2.44M 0.04%
59,032
+11,530
+24% +$476K
VWOB icon
419
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$2.41M 0.04%
35,812
+2,075
+6% +$140K
CBRE icon
420
CBRE Group
CBRE
$40.8B
$2.39M 0.04%
14,884
+2,033
+16% +$320K
TFC icon
421
Truist Financial
TFC
$63.2B
$2.39M 0.04%
48,509
+1,316
+3% +$60.6K
SCHR
422
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$2.37M 0.04%
94,453
+6,646
+8% +$167K
FDX icon
423
FedEx
FDX
$74.5B
$2.37M 0.04%
8,191
+47
+0.6% +$12.3K
IOCT icon
424
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$2.35M 0.04%
67,305
-665
-1% -$22.9K
XLE icon
425
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.34M 0.04%
52,431
+3,345
+7% +$149K
15 16
17
18 19

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.