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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEI.A icon
376
HEICO Corp Class A
HEI.A
$35.4B
$2.61M 0.04%
10,289
+381
+4% +$95.2K
BINC icon
377
BlackRock Flexible Income ETF
BINC
$16B
$2.6M 0.04%
48,792
+12,860
+36% +$680K
CGSM icon
378
Capital Group Short Duration Municipal Income ETF
CGSM
$1.54B
$2.59M 0.04%
98,385
+26,816
+37% +$704K
VBR icon
379
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.59M 0.04%
12,386
+946
+8% +$193K
HEFA icon
380
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$2.58M 0.04%
65,203
+28,707
+79% +$1.11M
FTCS icon
381
First Trust Capital Strength ETF
FTCS
$7.88B
$2.58M 0.04%
27,529
-1,445
-5% -$133K
AMP icon
382
Ameriprise Financial
AMP
$46.8B
$2.56M 0.04%
5,218
-199
-4% -$102K
CDX icon
383
Simplify High Yield ETF
CDX
$381M
$2.53M 0.04%
110,359
+67,201
+156% +$1.54M
IMCG icon
384
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$2.52M 0.04%
30,407
-397
-1% -$32.4K
TM icon
385
Toyota
TM
$210B
$2.51M 0.04%
13,119
+2,015
+18% +$380K
CEG icon
386
Constellation Energy
CEG
$98B
$2.51M 0.04%
7,617
+1,205
+19% +$389K
ITW icon
387
Illinois Tool Works
ITW
$81.4B
$2.5M 0.04%
9,578
+1,781
+23% +$464K
JUST icon
388
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$2.49M 0.04%
26,499
+379
+1% +$34.5K
BIL icon
389
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$2.47M 0.04%
26,954
+8,160
+43% +$748K
QTUM icon
390
Defiance Quantum ETF
QTUM
$5.25B
$2.45M 0.04%
23,378
+12,362
+112% +$1.18M
SHW icon
391
Sherwin-Williams
SHW
$78.3B
$2.44M 0.04%
7,049
-213
-3% -$75.1K
AVDV icon
392
Avantis International Small Cap Value ETF
AVDV
$18.9B
$2.43M 0.04%
27,342
+665
+2% +$55.9K
PAPR icon
393
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$2.41M 0.04%
62,934
-301
-0.5% -$11.4K
FBND icon
394
Fidelity Total Bond ETF
FBND
$26.9B
$2.41M 0.04%
52,173
+34,994
+204% +$1.61M
IWF icon
395
iShares Russell 1000 Growth ETF
IWF
$122B
$2.41M 0.04%
20,548
-1,352
-6% -$151K
DHI icon
396
D.R. Horton
DHI
$41B
$2.38M 0.04%
14,017
+1,609
+13% +$253K
MU icon
397
Micron Technology
MU
$1.04T
$2.36M 0.04%
14,102
+861
+7% +$110K
KMB icon
398
Kimberly-Clark
KMB
$36.4B
$2.36M 0.04%
18,966
+1,253
+7% +$162K
NOC icon
399
Northrop Grumman
NOC
$77B
$2.35M 0.04%
3,852
+45
+1% +$25.5K
GDX icon
400
VanEck Gold Miners ETF
GDX
$23B
$2.33M 0.04%
30,440
+17,700
+139% +$1.07M
14 15
16
17 18

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.