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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLBE icon
3776
Global E Online
GLBE
$6.08B
– –
-10
Closed -$335
XRN
3777
Chiron Real Estate Inc
XRN
$544M
– –
-8
Closed -$284
GMS
3778
DELISTED
GMS Inc
GMS
– –
-260
Closed -$28.3K
GNT
3779
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
– –
-500
Closed -$3.15K
GWRS icon
3780
Global Water Resources
GWRS
$212M
– –
-21
Closed -$214
HDMV icon
3781
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
– –
-45
Closed -$1.57K
HDUS
3782
Hartford Disciplined US Equity ETF
HDUS
$197M
– –
-31
Closed -$1.84K
HES
3783
DELISTED
Hess
HES
– –
-1,253
Closed -$174K
HFRO
3784
Highland Opportunities and Income Fund
HFRO
$407M
– –
-168
Closed -$874
HLVX
3785
DELISTED
HilleVax
HLVX
– –
-600
Closed -$1.19K
HUMA icon
3786
Humacyte
HUMA
$168M
– –
-15
Closed -$31
HUSV icon
3787
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
– –
-39
Closed -$1.56K
IBIT icon
3788
iShares Bitcoin Trust
IBIT
$47.2B
– –
-4,697
Closed -$288K
IMOS
3789
ChipMOS TECHNOLOGIES
IMOS
$1.92B
– –
-7
Closed -$127
IQDG icon
3790
WisdomTree International Quality Dividend Growth Fund
IQDG
$696M
– –
-309
Closed -$12.3K
ISEP icon
3791
Innovator International Developed Power Buffer ETF September
ISEP
$65.1M
– –
-60
Closed -$1.85K
IWC icon
3792
iShares Micro-Cap ETF
IWC
$1.43B
– –
-4
Closed -$511
IYM icon
3793
iShares US Basic Materials ETF
IYM
$1.16B
– –
-100
Closed -$14K
JIVE icon
3794
JPMorgan International Value ETF
JIVE
$3.3B
– –
-59
Closed -$4.09K
JNPR
3795
DELISTED
Juniper Networks
JNPR
– –
-328
Closed -$13.1K
JPI
3796
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-1,250
Closed -$26K
JPSE icon
3797
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$592M
– –
-103
Closed -$4.68K
JULD
3798
DELISTED
Innovator Premium Income 10 Barrier ETF July
JULD
– –
-1,596
Closed -$39.6K
KLG
3799
DELISTED
WK Kellogg Co
KLG
– –
-57
Closed -$909
KNTK icon
3800
Kinetik
KNTK
$3.71B
– –
-11
Closed -$476
150 151
152
153 154

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.