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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLN
3701
Silence Therapeutics
SLN
$521M
$88 ﹤0.01%
17
– –
SLVM icon
3702
Sylvamo
SLVM
$1.52B
$88 ﹤0.01%
2
– –
STEM icon
3703
Stem
STEM
$49.2M
$88 ﹤0.01%
5
– –
IPHA
3704
Innate Pharma
IPHA
$167M
$87 ﹤0.01%
45
– –
HKD
3705
AMTD Digital
HKD
$506M
$85 ﹤0.01%
47
– –
THS
3706
DELISTED
Treehouse Foods
THS
$81 ﹤0.01%
+4
New +$76
DBVT
3707
DBV Technologies
DBVT
$807M
$80 ﹤0.01%
8
– –
TRVG
3708
trivago
TRVG
$386M
$80 ﹤0.01%
24
– –
FLNA
3709
Filana Therapeutics
FLNA
$43M
$73 ﹤0.01%
25
– –
NE.WS.A icon
3710
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$72 ﹤0.01%
9
– –
EIRL icon
3711
iShares MSCI Ireland ETF
EIRL
$74.9M
$67 ﹤0.01%
1
– –
TREE icon
3712
LendingTree
TREE
$544M
$65 ﹤0.01%
1
– –
EPU icon
3713
iShares MSCI Peru and Global Exposure ETF
EPU
$534M
$62 ﹤0.01%
1
– –
AUTL
3714
Autolus Therapeutics
AUTL
$386M
$60 ﹤0.01%
37
– –
CYN icon
3715
Cyngn
CYN
$15.6M
$60 ﹤0.01%
10
– –
SDGR icon
3716
Schrodinger
SDGR
$1.12B
$60 ﹤0.01%
3
-85
-97% -$1.71K
THD icon
3717
iShares MSCI Thailand ETF
THD
$361M
$59 ﹤0.01%
+1
New +$57
AVNS icon
3718
Avanos Medical
AVNS
$1.17B
$58 ﹤0.01%
5
-169
-97% -$1.98K
EDU icon
3719
New Oriental
EDU
$7.84B
$53 ﹤0.01%
1
-5
-83% -$247
MSGE icon
3720
Madison Square Garden
MSGE
$3.61B
$45 ﹤0.01%
1
– –
CGC
3721
Canopy Growth
CGC
$375M
$44 ﹤0.01%
30
-111
-79% -$144
JBIO
3722
Jade Biosciences
JBIO
$1.22B
$43 ﹤0.01%
5
-8
-62% -$65
FCEL icon
3723
FuelCell Energy
FCEL
$1.7B
$39 ﹤0.01%
5
– –
TLK icon
3724
Telkom Indonesia
TLK
$14.2B
$38 ﹤0.01%
2
-11
-85% -$203
GLIBA
3725
Liberty Capital Corp Series A GCI Group Common Stock
GLIBA
$891M
$38 ﹤0.01%
+1
New +$36
147 148
149
150 151

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.