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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FARX
3676
Frontier Asset Absolute Return ETF
FARX
$12.9M
– –
-2,199
Closed -$58.3K
FCBD
3677
Frontier Asset Core Bond ETF
FCBD
$40.2M
– –
-4,259
Closed -$109K
FEGE
3678
First Eagle Global Equity ETF
FEGE
$2.14B
– –
-617
Closed -$27.3K
FGSM
3679
Frontier Asset Global Small Cap Equity ETF
FGSM
$50.4M
– –
-2,151
Closed -$63K
FINT
3680
Frontier Asset Total International Equity ETF
FINT
$76M
– –
-2,320
Closed -$70.8K
FLCE
3681
Frontier Asset U.S. Large Cap Equity ETF
FLCE
$79.8M
– –
-3,778
Closed -$106K
FOPC
3682
Frontier Asset Opportunistic Credit ETF
FOPC
$32.9M
– –
-2,401
Closed -$61.7K
AAMI
3683
Acadian Asset Management
AAMI
$2.88B
– –
-556
Closed -$26.8K
ONC
3684
BeOne Medicines Ltd
ONC
$33.8B
– –
-100
Closed -$34.1K
TESL
3685
Simplify Volt TSLA Revolution ETF
TESL
$13.6M
– –
-250
Closed -$7.44K
TJAN
3686
Innovator Equity Defined Protection ETF - 2 Yr to January 2027
TJAN
$32.4M
– –
-507
Closed -$13.7K
TBCH
3687
Turtle Beach Corp
TBCH
$239M
– –
-21
Closed -$334
JANM
3688
FT U.S. Equity Max Buffer ETF - January
JANM
$36.5M
– –
-350
Closed -$11.3K
CSAI
3689
Cloudastructure
CSAI
$6.1M
– –
-500
Closed -$630
MTSR
3690
DELISTED
Metsera Inc
MTSR
– –
-26
Closed -$1.36K
KFEB
3691
Innovator U.S. Small Cap Power Buffer ETF - February
KFEB
$40.9M
– –
-1,866
Closed -$50K
NFEB
3692
Innovator Growth-100 Power Buffer ETF - February
NFEB
$82.1M
– –
-2,064
Closed -$56.1K
PMFB
3693
PGIM S&P 500 Max Buffer ETF - February
PMFB
$6.01M
– –
-803
Closed -$21K
PWRD
3694
TCW Transform Systems ETF
PWRD
$1.46B
– –
-275
Closed -$26.9K
ZFEB
3695
Innovator Equity Defined Protection ETF - 1 Yr February
ZFEB
$155M
– –
-6,087
Closed -$152K
FOXY
3696
Simplify Currency Strategy ETF
FOXY
$357M
– –
-275
Closed -$7.58K
MRP
3697
Millrose Properties Inc
MRP
$4.74B
– –
-219
Closed -$7.36K
KRMN
3698
Karman Holdings
KRMN
$6.29B
– –
-17
Closed -$1.23K
SAIL
3699
SailPoint Inc
SAIL
$8.48B
– –
-517
Closed -$11.4K
AGEM
3700
abrdn Emerging Markets Dividend Active ETF
AGEM
$344M
– –
-259
Closed -$9.61K
146 147
148
149 150

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.