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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN icon
3651
Clearway Energy Class C
CWEN
$5B
$198 ﹤0.01%
7
– –
VRDN icon
3652
Viridian Therapeutics
VRDN
$2.13B
$194 ﹤0.01%
9
– –
SSTK icon
3653
Shutterstock
SSTK
$205M
$188 ﹤0.01%
9
– –
GRWG icon
3654
GrowGeneration
GRWG
$82.9M
$187 ﹤0.01%
100
– –
PENG
3655
Penguin Solutions Inc
PENG
$2.76B
$184 ﹤0.01%
7
– –
IRBT
3656
DELISTED
iRobot
IRBT
$180 ﹤0.01%
50
– –
GASS icon
3657
StealthGas
GASS
$328M
$177 ﹤0.01%
27
– –
MLKN icon
3658
MillerKnoll
MLKN
$1.5B
$177 ﹤0.01%
10
– –
ATRC icon
3659
AtriCure
ATRC
$1.77B
$176 ﹤0.01%
5
-8
-62% -$276
SPRY icon
3660
ARS Pharmaceuticals
SPRY
$590M
$171 ﹤0.01%
17
– –
IRWD icon
3661
Ironwood Pharmaceuticals
IRWD
$611M
$168 ﹤0.01%
+128
New +$132
ALAR
3662
Alarum Technologies
ALAR
$13.8M
$165 ﹤0.01%
+11
New +$158
GWH icon
3663
ESS Tech
GWH
$22.1M
$164 ﹤0.01%
108
– –
OGS icon
3664
ONE Gas
OGS
$5.05B
$162 ﹤0.01%
2
– –
RSST icon
3665
Return Stacked US Stocks & Managed Futures ETF
RSST
$478M
$159 ﹤0.01%
+6
New +$146
KWT icon
3666
iShares MSCI Kuwait ETF
KWT
$70M
$158 ﹤0.01%
4
– –
MREO
3667
Mereo BioPharma
MREO
$45.9M
$155 ﹤0.01%
75
– –
DNUT icon
3668
Krispy Kreme
DNUT
$543M
$151 ﹤0.01%
+39
New +$134
AMRN
3669
Amarin Corp
AMRN
$284M
$147 ﹤0.01%
9
– –
BHM icon
3670
Bluerock Homes Trust
BHM
$34.4M
$144 ﹤0.01%
12
– –
HDL
3671
Super Hi International Holding
HDL
$776M
$144 ﹤0.01%
+8
New +$156
ALMS
3672
Alumis Inc
ALMS
$3.57B
$144 ﹤0.01%
+36
New +$148
VNQI icon
3673
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
$143 ﹤0.01%
3
-76
-96% -$3.56K
SBC
3674
SBC Medical Group
SBC
$314M
$143 ﹤0.01%
+33
New +$149
BCYC
3675
Bicycle Therapeutics
BCYC
$270M
$139 ﹤0.01%
18
– –
145 146
147
148 149

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.