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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCM icon
3626
HUTCHMED
HCM
$1.89B
$252 ﹤0.01%
16
– –
IPX
3627
IperionX
IPX
$781M
$247 ﹤0.01%
5
– –
RBB icon
3628
RBB Bancorp
RBB
$446M
$244 ﹤0.01%
13
– –
ROG icon
3629
Rogers Corp
ROG
$2.33B
$241 ﹤0.01%
3
– –
BIOA
3630
BioAge Labs
BIOA
$968M
$241 ﹤0.01%
+41
New +$192
STI icon
3631
Solidion Technology
STI
$56.1M
$232 ﹤0.01%
+50
New +$212
GNW icon
3632
Genworth Financial
GNW
$3.8B
$231 ﹤0.01%
26
– –
NEXT icon
3633
NextDecade
NEXT
$1.86B
$231 ﹤0.01%
+34
New +$329
PLAB icon
3634
Photronics
PLAB
$1.79B
$230 ﹤0.01%
10
– –
EWS icon
3635
iShares MSCI Singapore ETF
EWS
$1.01B
$227 ﹤0.01%
8
-69
-90% -$1.9K
BWAY
3636
Brainsway
BWAY
$641M
$226 ﹤0.01%
30
– –
JELD icon
3637
JELD-WEN Holding
JELD
$94.8M
$226 ﹤0.01%
+46
New +$246
BILI icon
3638
Bilibili
BILI
$7.18B
$225 ﹤0.01%
8
-10
-56% -$240
YPF icon
3639
YPF
YPF
$20.2B
$219 ﹤0.01%
9
-7
-44% -$215
OFLX icon
3640
Omega Flex
OFLX
$298M
$218 ﹤0.01%
7
– –
TGTX icon
3641
TG Therapeutics
TGTX
$8.58B
$217 ﹤0.01%
+6
New +$198
CCB icon
3642
Coastal Financial
CCB
$1.1B
$216 ﹤0.01%
2
– –
GGB icon
3643
Gerdau
GGB
$9.44B
$211 ﹤0.01%
68
-583
-90% -$1.76K
NORW icon
3644
Global X MSCI Norway ETF
NORW
$86.5M
$211 ﹤0.01%
7
– –
ONL
3645
Orion Office REIT
ONL
$148M
$207 ﹤0.01%
77
– –
AVNW icon
3646
Aviat Networks
AVNW
$262M
$206 ﹤0.01%
9
– –
NNDM
3647
Nano Dimension
NNDM
$309M
$206 ﹤0.01%
131
– –
JPMB icon
3648
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.2M
$202 ﹤0.01%
5
– –
TLX
3649
Telix Pharmaceuticals
TLX
$3.46B
$201 ﹤0.01%
21
– –
APGE icon
3650
Apogee Therapeutics
APGE
$10.2B
$199 ﹤0.01%
5
– –
144 145
146
147 148

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.