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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIK icon
3601
Viking Holdings
VIK
$44.9B
– –
-2,085
Closed -$130K
EIPI
3602
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
– –
-1,051
Closed -$20.8K
GRW
3603
TCW ETF Trust TCW Durable Growth ETF
GRW
$64.3M
– –
-194
Closed -$6.2K
NNE
3604
Nano Nuclear Energy
NNE
$813M
– –
-457
Closed -$17.6K
ZK
3605
DELISTED
Zeekr
ZK
– –
-182
Closed -$5.55K
OKLO
3606
Oklo
OKLO
$7B
– –
-429
Closed -$47.9K
HDL
3607
Super Hi International Holding
HDL
$776M
– –
-8
Closed -$144
BIOA
3608
BioAge Labs
BIOA
$968M
– –
-41
Closed -$241
TE
3609
T1 Energy
TE
$1.4B
– –
-2,216
Closed -$4.83K
TLN
3610
Talen Energy Corp
TLN
$17.2B
– –
-37
Closed -$15.7K
VG
3611
Venture Global Inc
VG
$35.6B
– –
-29
Closed -$412
BWIN
3612
Baldwin Insurance Group
BWIN
$2.58B
– –
-225
Closed -$6.35K
CNH
3613
CNH Industrial
CNH
$13.8B
– –
-1,814
Closed -$19.7K
IBMS
3614
iShares iBonds Dec 2030 Term Muni Bond ETF
IBMS
$312M
– –
-19
Closed -$496
INCE
3615
Franklin Income Equity Focus ETF
INCE
$132M
– –
-1,641
Closed -$97.3K
EQIN
3616
Columbia U.S. Equity Income ETF
EQIN
$302M
– –
-12,490
Closed -$583K
INEQ
3617
Columbia International Equity Income ETF
INEQ
$95.8M
– –
-242
Closed -$9.04K
NJUN
3618
Innovator Growth-100 Power Buffer ETF - June
NJUN
$168M
– –
-300
Closed -$9.24K
LIF
3619
Life360
LIF
$3.96B
– –
-288
Closed -$30.6K
QXO
3620
QXO Inc
QXO
$14.2B
– –
-466
Closed -$8.88K
TEM
3621
Tempus AI
TEM
$7.69B
– –
-146
Closed -$11.8K
GRAL
3622
GRAIL Inc
GRAL
$2.91B
– –
-49
Closed -$2.9K
CGIC
3623
Capital Group International Core Equity ETF
CGIC
$2.16B
– –
-3,326
Closed -$102K
ALMS
3624
Alumis Inc
ALMS
$3.57B
– –
-36
Closed -$144
AJUL
3625
Innovator Equity Defined Protection ETF - 2 Yr to July 2028
AJUL
$61.4M
– –
-1,750
Closed -$50.1K
143 144
145
146 147

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.