We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AS icon
3576
Amer Sports
AS
$19.7B
– –
-645
Closed -$22.4K
IFEB icon
3577
Innovator International Developed Power Buffer ETF February
IFEB
$61M
– –
-185
Closed -$5.43K
DAY
3578
DELISTED
Dayforce
DAY
– –
-260
Closed -$17.9K
GOLY icon
3579
Strategy Shares Gold-Hedged Bond ETF
GOLY
$85.1M
– –
-1,235
Closed -$40.8K
STI icon
3580
Solidion Technology
STI
$56.1M
– –
-50
Closed -$232
AHR icon
3581
American Healthcare REIT
AHR
$11.1B
– –
-741
Closed -$31.1K
MGX icon
3582
Metagenomi Therapeutics
MGX
$45.6M
– –
-544
Closed -$1.29K
PRKS icon
3583
United Parks & Resorts
PRKS
$2.11B
– –
-92
Closed -$4.76K
AOHY icon
3584
Angel Oak High Yield Opportunities ETF
AOHY
$123M
– –
-2,103
Closed -$23.6K
SFEB
3585
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$124M
– –
-200
Closed -$4.56K
XFEB icon
3586
FT Vest US Equity Enhance & Moderate Buffer ETF February
XFEB
$30.9M
– –
-1,150
Closed -$40.2K
MSTY icon
3587
YieldMax MSTR Option Income Strategy ETF
MSTY
$708M
– –
-1,672
Closed -$117K
FLDB icon
3588
Fidelity Low Duration Bond ETF
FLDB
$413M
– –
-323
Closed -$16.3K
AIFC
3589
AI Financial Corp
AIFC
$60.6M
– –
-500
Closed -$1.34K
ALAB icon
3590
Astera Labs
ALAB
$50B
– –
-377
Closed -$73.8K
EVSM icon
3591
Eaton Vance Short Duration Municipal Income ETF
EVSM
$771M
– –
-399
Closed -$20.1K
MARM icon
3592
FT Vest US Equity Max Buffer ETF March
MARM
$108M
– –
-1,000
Closed -$32.6K
DTCR icon
3593
Global X Data Center & Digital Infrastructure ETF
DTCR
$2.16B
– –
-520
Closed -$10.7K
SOLV icon
3594
Solventum
SOLV
$13.5B
– –
-251
Closed -$18.3K
PACS icon
3595
PACS Group
PACS
$7.42B
– –
-321
Closed -$4.41K
ULS icon
3596
UL Solutions
ULS
$17.2B
– –
-526
Closed -$37.3K
SERV
3597
Serve Robotics
SERV
$409M
– –
-363
Closed -$4.22K
LOAR icon
3598
Loar Holdings
LOAR
$6.64B
– –
-13
Closed -$1.04K
RBRK icon
3599
Rubrik
RBRK
$15.1B
– –
-163
Closed -$13.4K
MRX
3600
Marex Group Limited Ordinary Shares
MRX
$4.72B
– –
-17
Closed -$572
142 143
144
145 146

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.