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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELP icon
3551
Yelp
YELP
$1.38B
– –
-112
Closed -$3.49K
YJUN icon
3552
FT Vest International Equity Buffer ETF June
YJUN
$134M
– –
-624
Closed -$15.6K
YMAR icon
3553
FT Vest International Equity Moderate Buffer ETF March
YMAR
$159M
– –
-338
Closed -$8.88K
YMM icon
3554
Full Truck Alliance
YMM
$9.56B
– –
-228
Closed -$2.96K
YORW icon
3555
York Water
YORW
$505M
– –
-10
Closed -$304
YOU icon
3556
Clear Secure
YOU
$5.26B
– –
-2,069
Closed -$69.1K
YPF icon
3557
YPF
YPF
$20.2B
– –
-9
Closed -$219
Z icon
3558
Zillow
Z
$7.04B
– –
-1,314
Closed -$101K
ZALT icon
3559
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
– –
-4,181
Closed -$133K
ZBH icon
3560
Zimmer Biomet
ZBH
$17.7B
– –
-1,881
Closed -$185K
ZD icon
3561
Ziff Davis
ZD
$1.9B
– –
-103
Closed -$3.92K
ZETA icon
3562
Zeta Global
ZETA
$4.77B
– –
-1,559
Closed -$31K
ZG icon
3563
Zillow
ZG
$7.02B
– –
-52
Closed -$3.87K
GTM
3564
ZoomInfo Technologies
GTM
$861M
– –
-182
Closed -$1.99K
ZIM icon
3565
ZIM Integrated Shipping Services
ZIM
$3B
– –
-1,973
Closed -$26.7K
ZION icon
3566
Zions Bancorporation
ZION
$10.1B
– –
-87
Closed -$4.92K
ZLAB icon
3567
Zai Lab
ZLAB
$2.17B
– –
-1,270
Closed -$43K
ZROZ icon
3568
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.34B
– –
-251
Closed -$17.1K
ZS icon
3569
Zscaler
ZS
$23B
– –
-472
Closed -$141K
ZTO icon
3570
ZTO Express
ZTO
$18.2B
– –
-45
Closed -$864
ZWS icon
3571
Zurn Elkay Water Solutions
ZWS
$8.07B
– –
-1,222
Closed -$57.5K
AVBP icon
3572
ArriVent BioPharma
AVBP
$1.48B
– –
-16
Closed -$295
FLUT icon
3573
Flutter Entertainment
FLUT
$17.6B
– –
-344
Closed -$87.4K
VTEC icon
3574
Vanguard California Tax-Exempt Bond ETF
VTEC
$2.79B
– –
-79
Closed -$7.88K
YMAG icon
3575
YieldMax Magnificent 7 Fund of Option Income ETFs
YMAG
$275M
– –
-6,837
Closed -$107K
141 142
143
144 145

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.