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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WKC icon
3551
World Kinect Corp
WKC
$1.96B
– –
-171
Closed -$4.41K
XISE icon
3552
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$36.5M
– –
-100
Closed -$3.06K
XPOF icon
3553
Xponential Fitness
XPOF
$265M
– –
-9
Closed -$140
ZIP icon
3554
ZipRecruiter
ZIP
$318M
– –
-96
Closed -$873
ALAB icon
3555
Astera Labs
ALAB
$50B
– –
-100
Closed -$6.05K
CNR
3556
Core Natural Resources Inc
CNR
$4.19B
– –
-22
Closed -$2.25K
NBIS
3557
Nebius Group N.V.
NBIS
$47.7B
$0 ﹤0.01%
9,193
-54
-0.6% –
SHYM
3558
iShares Short Duration High Yield Muni Active ETF
SHYM
$789M
– –
-1,000
Closed -$22.6K
NVRO
3559
DELISTED
NEVRO CORP.
NVRO
– –
-112
Closed -$943
AY
3560
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-100
Closed -$2.19K
PETQ
3561
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-600
Closed -$13.2K
PWSC
3562
DELISTED
PowerSchool Holdings, Inc.
PWSC
– –
-4,914
Closed -$110K
MFD
3563
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-715
Closed -$5.34K
LSXMK
3564
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-2,696
Closed -$59.7K
LSXMA
3565
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-77
Closed -$1.71K
ATRI
3566
DELISTED
Atrion Corp
ATRI
– –
-5
Closed -$2.26K
SPWR
3567
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-406
Closed -$1.2K
IAUF
3568
DELISTED
iShares Gold Strategy ETF
IAUF
– –
-1,980
Closed -$121K
LL
3569
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-22
Closed -$31
BTEC
3570
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
– –
-6,563
Closed -$239K
SLCA
3571
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-3
Closed -$46
AIF
3572
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-25,575
Closed -$374K
AFT
3573
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-10
Closed -$145
ASTR
3574
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-7
Closed -$4
WRK
3575
DELISTED
WestRock Company
WRK
– –
-392
Closed -$19.7K
140 141 142
143
144

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.