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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIDE icon
3526
FT Vest US Equity Buffer & Premium Income ETF December
XIDE
$22.7M
– –
-204
Closed -$6.2K
XJAN icon
3527
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.3M
– –
-80
Closed -$2.88K
XJH icon
3528
iShares ESG Screened S&P Mid-Cap ETF
XJH
$420M
– –
-64
Closed -$2.81K
XJR icon
3529
iShares ESG Screened S&P Small-Cap ETF
XJR
$185M
– –
-460
Closed -$19.6K
XJUN icon
3530
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$136M
– –
-750
Closed -$31.7K
XLB icon
3531
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
– –
-2,128
Closed -$95.3K
XMAR icon
3532
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
– –
-232
Closed -$9.1K
XME icon
3533
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
– –
-4,149
Closed -$387K
XMLV icon
3534
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
– –
-299
Closed -$19K
XNET
3535
Xunlei
XNET
$351M
– –
-107
Closed -$1.02K
XNTK icon
3536
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
– –
-5
Closed -$1.36K
XPEV icon
3537
XPeng
XPEV
$11.8B
– –
-523
Closed -$12.2K
XPRO icon
3538
Expro Ltd
XPRO
$1.79B
– –
-49
Closed -$582
XRAY icon
3539
Dentsply Sirona
XRAY
$2.59B
– –
-855
Closed -$10.8K
XRX icon
3540
Xerox
XRX
$337M
– –
-87
Closed -$327
XSD icon
3541
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
– –
-15
Closed -$4.79K
XSHQ icon
3542
Invesco S&P SmallCap Quality ETF
XSHQ
$248M
– –
-601
Closed -$25.9K
XSOE icon
3543
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
– –
-371
Closed -$14.1K
XSVM icon
3544
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
– –
-22
Closed -$1.24K
XSW icon
3545
State Street SPDR S&P Software & Services ETF
XSW
$417M
– –
-14
Closed -$2.77K
XTL icon
3546
State Street SPDR S&P Telecom ETF
XTL
$581M
– –
-6
Closed -$840
XTN icon
3547
State Street SPDR S&P Transportation ETF
XTN
$403M
– –
-128
Closed -$10.7K
XVV icon
3548
iShares ESG Screened S&P 500 ETF
XVV
$638M
– –
-863
Closed -$44.5K
XYL icon
3549
Xylem
XYL
$28.5B
– –
-1,487
Closed -$219K
YDEC icon
3550
FT Vest International Equity Moderate Buffer ETF December
YDEC
$160M
– –
-2,425
Closed -$62.3K
140 141
142
143 144

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.