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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
3526
Cable One
CABO
$213M
$531 ﹤0.01%
+3
New +$451
WOLF icon
3527
Wolfspeed
WOLF
$1.2B
$515 ﹤0.01%
18
-17,743
-100% -$41.6K
IBMQ icon
3528
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$655M
$513 ﹤0.01%
20
– –
IBMR icon
3529
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$462M
$511 ﹤0.01%
20
– –
CLLS
3530
Cellectis
CLLS
$286M
$510 ﹤0.01%
179
– –
HFWA icon
3531
Heritage Financial
HFWA
$1.24B
$508 ﹤0.01%
21
– –
CLB icon
3532
Core Laboratories
CLB
$538M
$507 ﹤0.01%
41
-255
-86% -$2.99K
HRZN icon
3533
Horizon Technology Finance
HRZN
$294M
$506 ﹤0.01%
83
– –
CDLR icon
3534
Cadeler
CDLR
$2.18B
$496 ﹤0.01%
24
– –
IBMS
3535
iShares iBonds Dec 2030 Term Muni Bond ETF
IBMS
$312M
$496 ﹤0.01%
19
– –
JBS
3536
JBS N.V.
JBS
$40.4B
$493 ﹤0.01%
33
-14
-30% -$204
EWA icon
3537
iShares MSCI Australia ETF
EWA
$1.34B
$486 ﹤0.01%
18
-19
-51% -$507
LMB icon
3538
Limbach Holdings
LMB
$867M
$486 ﹤0.01%
5
– –
SCSC icon
3539
Scansource
SCSC
$1.12B
$484 ﹤0.01%
11
– –
SYNA icon
3540
Synaptics
SYNA
$4.41B
$478 ﹤0.01%
7
-15
-68% -$1.02K
ATLX icon
3541
Atlas Lithium Corp
ATLX
$82.3M
$476 ﹤0.01%
+100
New +$494
BEEM icon
3542
Beam Global
BEEM
$22.4M
$475 ﹤0.01%
165
– –
SLNO
3543
DELISTED
Soleno Therapeutics
SLNO
$473 ﹤0.01%
7
+2
+40% +$148
CENTA icon
3544
Central Garden & Pet Co Class A
CENTA
$2.41B
$472 ﹤0.01%
16
– –
BBUC
3545
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$6.42B
$469 ﹤0.01%
14
– –
EMC icon
3546
Global X Emerging Markets Great Consumer ETF
EMC
$61.8M
$467 ﹤0.01%
15
– –
MRC
3547
DELISTED
MRC Global
MRC
$461 ﹤0.01%
32
-90
-74% -$1.28K
BF.A icon
3548
Brown-Forman Class A
BF.A
$12.3B
$457 ﹤0.01%
17
-20
-54% -$581
CTO
3549
CTO Realty Growth
CTO
$743M
$456 ﹤0.01%
28
– –
AMC icon
3550
AMC Entertainment Holdings
AMC
$2.03B
$455 ﹤0.01%
157
-25
-14% -$74
140 141
142
143 144

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.