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Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.38%
2 Technology 8.76%
3 Financials 4.51%
4 Consumer Discretionary 3.45%
5 Communication Services 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
3526
Cable One
CABO
$120M
$531 ﹤0.01%
+3
New +$451
WOLF icon
3527
Wolfspeed
WOLF
$1.42B
$515 ﹤0.01%
18
-17,743
-100% -$41.6K
IBMQ icon
3528
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$665M
$513 ﹤0.01%
20
– –
IBMR icon
3529
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$480M
$511 ﹤0.01%
20
– –
CLLS
3530
Cellectis
CLLS
$315M
$510 ﹤0.01%
179
– –
HFWA icon
3531
Heritage Financial
HFWA
$1.16B
$508 ﹤0.01%
21
– –
CLB icon
3532
Core Laboratories
CLB
$579M
$507 ﹤0.01%
41
-255
-86% -$2.99K
HRZN icon
3533
Horizon Technology Finance
HRZN
$321M
$506 ﹤0.01%
83
– –
CDLR icon
3534
Cadeler
CDLR
$2.49B
$496 ﹤0.01%
24
– –
IBMS
3535
iShares iBonds Dec 2030 Term Muni Bond ETF
IBMS
$338M
$496 ﹤0.01%
19
– –
JBS
3536
JBS N.V.
JBS
$41.4B
$493 ﹤0.01%
33
-14
-30% -$204
EWA icon
3537
iShares MSCI Australia ETF
EWA
$1.32B
$486 ﹤0.01%
18
-19
-51% -$507
LMB icon
3538
Limbach Holdings
LMB
$582M
$486 ﹤0.01%
5
– –
SCSC icon
3539
Scansource
SCSC
$1.16B
$484 ﹤0.01%
11
– –
SYNA icon
3540
Synaptics
SYNA
$3.67B
$478 ﹤0.01%
7
-15
-68% -$1.02K
ATLX icon
3541
Atlas Lithium Corp
ATLX
$99.3M
$476 ﹤0.01%
+100
New +$494
BEEM icon
3542
Beam Global
BEEM
$30.9M
$475 ﹤0.01%
165
– –
SLNO
3543
DELISTED
Soleno Therapeutics
SLNO
$473 ﹤0.01%
7
+2
+40% +$148
CENTA icon
3544
Central Garden & Pet Co Class A
CENTA
$2.15B
$472 ﹤0.01%
16
– –
BBUC
3545
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$5.46B
$469 ﹤0.01%
14
– –
EMC icon
3546
Global X Emerging Markets Great Consumer ETF
EMC
$58.5M
$467 ﹤0.01%
15
– –
MRC
3547
DELISTED
MRC Global
MRC
$461 ﹤0.01%
32
-90
-74% -$1.28K
BF.A icon
3548
Brown-Forman Class A
BF.A
$12.2B
$457 ﹤0.01%
17
-20
-54% -$581
CTO
3549
CTO Realty Growth
CTO
$802M
$456 ﹤0.01%
28
– –
AMC icon
3550
AMC Entertainment Holdings
AMC
$2.2B
$455 ﹤0.01%
157
-25
-14% -$74
140 141
142
143 144

Similar funds

GLF
Groupe la Francaise Paris, France $8.31B AUM 37.53% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $8.3B AUM 27.66% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, up from 70% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.