We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.44B
AUM Growth
+$306M
Cap. Flow
+$334M
Cap. Flow %
7.51%
Top 10 Hldgs %
20.62%
Holding
3,675
New
241
Increased
1,763
Reduced
875
Closed
130

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$58.9M
2
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$45.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$35M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$33.5M
5
PIEQ
Principal International Equity ETF
PIEQ
+$29.1M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$58.8M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.8M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$30.7M
4
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$28.4M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.94%
2 Technology 8.25%
3 Financials 4.69%
4 Consumer Discretionary 3.8%
5 Healthcare 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLNA
3526
Filana Therapeutics
FLNA
$39.1M
$59 ﹤0.01%
25
-25
-50% -$439
IQ icon
3527
iQIYI
IQ
$901M
$54 ﹤0.01%
27
– –
FCEL icon
3528
FuelCell Energy
FCEL
$1.32B
$45 ﹤0.01%
5
-7
-58% -$69
CTHR
3529
DELISTED
Charles & Colvard Ltd
CTHR
$45 ﹤0.01%
+34
New +$48
TREE icon
3530
LendingTree
TREE
$373M
$39 ﹤0.01%
1
– –
MSOS icon
3531
AdvisorShares Pure US Cannabis ETF
MSOS
$995M
$38 ﹤0.01%
+10
New +$54
MIN
3532
Aberdeen Intermediate Income Fund
MIN
$272M
$35 ﹤0.01%
13
– –
GMF icon
3533
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$434M
– –
-310
Closed -$37.3K
ASTH icon
3534
Astrana Health
ASTH
$1.89B
$32 ﹤0.01%
1
-288
-100% -$13.7K
ASIX icon
3535
AdvanSix
ASIX
$456M
$28 ﹤0.01%
1
– –
DLX icon
3536
Deluxe
DLX
$1.08B
$23 ﹤0.01%
1
-244
-100% -$5.24K
GRAL
3537
GRAIL Inc
GRAL
$3.46B
$18 ﹤0.01%
1
– –
M icon
3538
Macy's
M
$5.66B
$17 ﹤0.01%
1
-35
-97% -$558
PUBM icon
3539
PubMatic
PUBM
$737M
$15 ﹤0.01%
1
-68
-99% -$1.05K
VAL.WS icon
3540
Valaris Ltd Warrants
VAL.WS
$838M
$14 ﹤0.01%
2
– –
DSX.WS icon
3541
Diana Shipping Inc Warrants exp 2026
DSX.WS
$15.2M
$12 ﹤0.01%
104
– –
NKLA
3542
DELISTED
Nikola Corporation Common Stock
NKLA
$11 ﹤0.01%
9
– –
SKYE icon
3543
Skye Bioscience
SKYE
$9.87M
– –
0
– –
XXII
3544
22nd Century Group
XXII
$1.52M
– –
0
– –
ACES icon
3545
ALPS Clean Energy ETF
ACES
$110M
– –
-29
Closed -$853
AEYE icon
3546
AudioEye
AEYE
$97.5M
– –
-150
Closed -$3.43K
AGGY icon
3547
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$904M
– –
-32
Closed -$1.43K
ALX
3548
Alexander's
ALX
$1.32B
– –
-6
Closed -$1.45K
ARKG icon
3549
ARK Genomic Revolution ETF
ARKG
$1.99B
– –
-377
Closed -$9.65K
BNDD icon
3550
Quadratic Deflation ETF
BNDD
$17.4M
– –
-59
Closed -$6.78K
140 141
142
143 144

Similar funds

GLF
Groupe la Francaise Paris, France $8.31B AUM 37.53% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $8.3B AUM 27.66% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q4 2024 Portfolio in Review

As of Q4 2024, Principal Securities held 3,675 positions worth $4.44B, up 7.4% from $4.14B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Principal Securities deployed $334M of net new capital in Q4 2024, opening 241 new positions and adding to 1,763 existing holdings. Its largest new stake was Principal International Equity ETF: 1,180,267 shares worth $28.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, down from 71% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $58.8M trimmed.

  • Principal Securities's largest Q4 2024 buy was Principal International Equity ETF: 1,180,267 shares worth $28.5M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $58.9M increase.
  • Principal Securities's biggest Q4 2024 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $58.8M.
  • Principal Securities fully exited iShares iBonds Dec 2024 Term Treasury ETF in Q4 2024, selling an estimated $307K.
  • Principal Securities's ten largest holdings make up 21% of its $4.44B portfolio in Q4 2024.
  • Principal Securities opened 241 new positions and closed 130 in Q4 2024.
  • Principal Securities's portfolio value rose 7.4% quarter-over-quarter to $4.44B.

Based on Principal Securities's 13F filing for Q4 2024, filed 30 Jan 2025.