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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPM icon
3501
Wheaton Precious Metals
WPM
$50.6B
– –
-528
Closed -$59.1K
WPP icon
3502
WPP
WPP
$4.04B
– –
-835
Closed -$20.9K
WRBY icon
3503
Warby Parker
WRBY
$3.01B
– –
-80
Closed -$2.19K
WSBC icon
3504
WesBanco
WSBC
$3.95B
– –
-2,279
Closed -$72.8K
WSC icon
3505
WillScot Mobile Mini Holdings
WSC
$4.8B
– –
-353
Closed -$7.45K
WSFS icon
3506
WSFS Financial
WSFS
$4.1B
– –
-361
Closed -$19.5K
WTBA icon
3507
West Bancorporation
WTBA
$464M
– –
-950
Closed -$19.3K
WTRG icon
3508
Essential Utilities
WTRG
$11.2B
– –
-2,007
Closed -$80.1K
WTS icon
3509
Watts Water Technologies
WTS
$11.5B
– –
-141
Closed -$39.4K
WTTR icon
3510
Select Water Solutions
WTTR
$2.51B
– –
-24
Closed -$257
WTW icon
3511
Willis Towers Watson
WTW
$27.9B
– –
-261
Closed -$90.1K
WUGI icon
3512
AXS Esoterica NextG Economy ETF
WUGI
$30.7M
– –
-50
Closed -$4.49K
WVE icon
3513
Wave Life Sciences
WVE
$1.12B
– –
-58
Closed -$425
WWD icon
3514
Woodward
WWD
$25B
– –
-290
Closed -$73.3K
WWJD icon
3515
Inspire International ETF
WWJD
$546M
– –
-3,406
Closed -$120K
WWW icon
3516
Wolverine World Wide
WWW
$1.54B
– –
-2,969
Closed -$81.5K
WYNN icon
3517
Wynn Resorts
WYNN
$10.1B
– –
-578
Closed -$74.1K
WY icon
3518
Weyerhaeuser
WY
$17.3B
– –
-4,884
Closed -$121K
XBIL icon
3519
US Treasury 6 Month Bill ETF
XBIL
$738M
– –
-4,493
Closed -$226K
XDEC icon
3520
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
– –
-417
Closed -$16.7K
XENE icon
3521
Xenon Pharmaceuticals
XENE
$6.32B
– –
-68
Closed -$2.73K
XFLT
3522
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
– –
-384
Closed -$10.2K
XHB icon
3523
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
– –
-141
Closed -$15.6K
XHE icon
3524
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
– –
-13
Closed -$1.02K
XHR
3525
Xenia Hotels & Resorts
XHR
$1.98B
– –
-2,712
Closed -$37.2K
139 140
141
142 143

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.