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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
3501
Goodyear
GT
$2.07B
$621 ﹤0.01%
83
-50
-38% -$470
EDV icon
3502
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$616 ﹤0.01%
9
– –
PACB icon
3503
Pacific Biosciences
PACB
$422M
$616 ﹤0.01%
481
-238
-33% -$322
FSBC icon
3504
Five Star Bancorp
FSBC
$1B
$612 ﹤0.01%
19
– –
APPN icon
3505
Appian
APPN
$1.74B
$611 ﹤0.01%
20
– –
APOG icon
3506
Apogee Enterprises
APOG
$850M
$610 ﹤0.01%
14
– –
RDNT icon
3507
RadNet
RDNT
$4.84B
$610 ﹤0.01%
8
– –
TKC icon
3508
Turkcell
TKC
$4.84B
$608 ﹤0.01%
101
-66
-40% -$386
ADMA icon
3509
ADMA Biologics
ADMA
$1.92B
$601 ﹤0.01%
41
– –
ATNI icon
3510
ATN International
ATNI
$361M
$599 ﹤0.01%
40
– –
UAA icon
3511
Under Armour
UAA
$3B
$599 ﹤0.01%
120
+64
+114% +$373
STXK icon
3512
EA Series Trust Strive Small-Cap ETF
STXK
$84.8M
$596 ﹤0.01%
18
– –
USCB icon
3513
USCB Financial Holdings
USCB
$396M
$593 ﹤0.01%
34
– –
XPRO icon
3514
Expro Ltd
XPRO
$1.79B
$582 ﹤0.01%
49
– –
MRX
3515
Marex Group Limited Ordinary Shares
MRX
$4.72B
$572 ﹤0.01%
17
-5
-23% -$181
LBRDA icon
3516
Liberty Broadband Class A
LBRDA
$4.14B
$570 ﹤0.01%
9
-14
-61% -$974
GENI icon
3517
Genius Sports
GENI
$1.73B
$569 ﹤0.01%
46
– –
RGNX icon
3518
Regenxbio
RGNX
$623M
$569 ﹤0.01%
59
– –
AVDX
3519
DELISTED
AvidXchange
AVDX
$567 ﹤0.01%
+57
New +$564
TSBK icon
3520
Timberland Bancorp
TSBK
$343M
$566 ﹤0.01%
17
– –
AUDC icon
3521
AudioCodes
AUDC
$244M
$562 ﹤0.01%
59
– –
LNN icon
3522
Lindsay Corp
LNN
$1.16B
$562 ﹤0.01%
4
– –
GVA icon
3523
Granite Construction
GVA
$5.45B
$548 ﹤0.01%
5
– –
REPX icon
3524
Riley Exploration Permian
REPX
$770M
$542 ﹤0.01%
20
– –
UEC icon
3525
Uranium Energy
UEC
$4.71B
$534 ﹤0.01%
40
– –
139 140
141
142 143

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.