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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WERN icon
3476
Werner Enterprises
WERN
$2.54B
– –
-14
Closed -$368
WEN icon
3477
Wendy's
WEN
$1.33B
– –
-676
Closed -$6.19K
WES icon
3478
Western Midstream Partners
WES
$19.6B
– –
-337
Closed -$13.2K
WEX icon
3479
WEX
WEX
$6.11B
– –
-491
Closed -$77.3K
WF icon
3480
Woori Financial
WF
$15.8B
– –
-139
Closed -$7.8K
WFC.PRL icon
3481
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-45
Closed -$55.5K
WFG icon
3482
West Fraser Timber
WFG
$5.18B
– –
-104
Closed -$7.07K
WFRD icon
3483
Weatherford International
WFRD
$6.36B
– –
-184
Closed -$12.6K
WGO icon
3484
Winnebago Industries
WGO
$870M
– –
-13
Closed -$435
WHR icon
3485
Whirlpool
WHR
$2.42B
– –
-174
Closed -$13.7K
WINA icon
3486
Winmark
WINA
$1.19B
– –
-20
Closed -$9.96K
WING icon
3487
Wingstop
WING
$3.68B
– –
-376
Closed -$94.6K
WIX icon
3488
WIX.com
WIX
$2.15B
– –
-702
Closed -$125K
WIT icon
3489
Wipro
WIT
$18.5B
– –
-356
Closed -$936
WK icon
3490
Workiva
WK
$2.94B
– –
-37
Closed -$3.19K
WKC icon
3491
World Kinect Corp
WKC
$1.96B
– –
-39
Closed -$1.01K
WKHS icon
3492
Workhorse Group
WKHS
$29.5M
– –
0
– -$2
WLK icon
3493
Westlake Corp
WLK
$9.46B
– –
-40
Closed -$3.08K
WLY icon
3494
John Wiley & Sons Class A
WLY
$2.52B
– –
-28
Closed -$1.13K
WMK icon
3495
Weis Markets
WMK
$1.82B
– –
-5
Closed -$359
WMS icon
3496
Advanced Drainage Systems
WMS
$10.9B
– –
-276
Closed -$38.3K
WOLF icon
3497
Wolfspeed
WOLF
$1.2B
– –
-18
Closed -$515
WOOD icon
3498
iShares Global Timber & Forestry ETF
WOOD
$258M
– –
-172
Closed -$12.6K
WOR icon
3499
Worthington Enterprises
WOR
$2.76B
– –
-21
Closed -$1.17K
WPC icon
3500
W.P. Carey
WPC
$17.1B
– –
-2,538
Closed -$171K
138 139
140
141 142

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.