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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
Cadence Design Systems
CDNS
$87.4B
| $3.59M | 0.05% |
12,936
-906
| -7% | -$270K |
2023 Q4
9 quarters
|
|
327
Valero Energy
VLO
$129B
| $3.56M | 0.05% |
14,402
+2,353
| +20% | +$485K |
2023 Q4
9 quarters
|
|
328
iShares US Medical Devices ETF
IHI
$3.73B
| $3.55M | 0.05% |
66,566
-2,276
| -3% | -$134K |
2023 Q4
9 quarters
|
|
329
Honeywell
HON
$67.2B
| $3.55M | 0.05% |
15,711
+1,387
| +10% | +$317K |
2023 Q4
9 quarters
|
|
330
Intuit
INTU
$86B
| $3.55M | 0.05% |
8,206
+1,976
| +32% | +$943K |
2023 Q4
9 quarters
|
|
331
General Dynamics
GD
$92.6B
| $3.52M | 0.05% |
10,246
+1,865
| +22% | +$662K |
2023 Q4
9 quarters
|
|
332
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.99B
| $3.51M | 0.05% |
69,131
+602
| +0.9% | +$29.4K |
2023 Q4
9 quarters
|
|
333
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
| $3.5M | 0.05% |
21,383
+5,396
| +34% | +$897K |
2023 Q4
9 quarters
|
|
334
State Street Utilities Select Sector SPDR ETF
XLU
$24.4B
| $3.46M | 0.05% |
75,454
-5,261
| -7% | -$236K |
2023 Q4
9 quarters
|
|
335
Vanguard Total International Stock ETF
VXUS
$160B
| $3.46M | 0.05% |
44,898
+11,065
| +33% | +$878K |
2023 Q4
9 quarters
|
|
336
Pfizer
PFE
$168B
| $3.45M | 0.05% |
122,982
-1,880
| -2% | -$50.1K |
2023 Q4
9 quarters
|
|
337
iShares US Aerospace & Defense ETF
ITA
$12.1B
| $3.44M | 0.05% |
15,748
-16,564
| -51% | -$3.88M |
2023 Q4
9 quarters
|
|
338
Western Digital
WDC
$127B
| $3.43M | 0.05% |
12,680
+3,968
| +46% | +$1.04M |
2023 Q4
9 quarters
|
|
339
Danaher
DHR
$162B
| $3.4M | 0.05% |
17,915
-4,743
| -21% | -$1.01M |
2023 Q4
9 quarters
|
|
340
Invesco S&P 500 Top 50 ETF
XLG
$11.6B
| $3.38M | 0.05% |
61,967
-19,615
| -24% | -$1.13M |
2023 Q4
9 quarters
|
|
341
Bank of New York Mellon
BNY
$96.9B
| $3.37M | 0.05% |
28,420
+1,962
| +7% | +$233K |
2023 Q4
9 quarters
|
|
342
Vanguard Morningstar Growth ETF
VUG
$228B
| $3.36M | 0.05% |
46,218
-1,206
| -3% | -$93.8K |
2023 Q4
9 quarters
|
|
343
abrdn Physical Silver Shares ETF
SIVR
$3.86B
| $3.35M | 0.05% |
46,761
-9,549
| -17% | -$762K |
2023 Q4
9 quarters
|
|
344
Snap-on
SNA
$18.9B
| $3.35M | 0.05% |
9,218
+617
| +7% | +$229K |
2023 Q4
9 quarters
|
|
345
Vanguard Energy ETF
VDE
$11.4B
| $3.34M | 0.05% |
19,329
+9,506
| +97% | +$1.44M |
2023 Q4
9 quarters
|
|
346
Accenture
ACN
$138B
| $3.33M | 0.05% |
16,778
-6,228
| -27% | -$1.45M |
2023 Q4
9 quarters
|
|
347
Analog Devices
ADI
$195B
| $3.32M | 0.05% |
10,443
+1,062
| +11% | +$338K |
2023 Q4
9 quarters
|
|
348
Cummins
CMI
$73.9B
| $3.3M | 0.05% |
6,127
+55
| +0.9% | +$31.1K |
2023 Q4
9 quarters
|
|
349
Welltower
WELL
$169B
| $3.26M | 0.05% |
16,506
+1,865
| +13% | +$369K |
2023 Q4
9 quarters
|
|
350
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$311M
| $3.25M | 0.05% |
145,401
+121,206
| +501% | +$2.84M |
2025 Q4
1 quarter
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.