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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
326
Vanguard Large-Cap ETF
VV
$51.9B
$3.18M 0.05%
10,323
+1,708
+20% +$506K
PEP icon
327
PepsiCo
PEP
$186B
$3.17M 0.05%
22,595
+656
+3% +$93.7K
ADP icon
328
Automatic Data Processing
ADP
$100B
$3.15M 0.05%
10,743
+537
+5% +$162K
ONEQ icon
329
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.13M 0.05%
35,111
+1,214
+4% +$102K
AMD icon
330
Advanced Micro Devices
AMD
$851B
$3.12M 0.05%
19,286
+160
+0.8% +$25.8K
UL icon
331
Unilever
UL
$131B
$3.11M 0.05%
46,598
+1,500
+3% +$104K
JBL icon
332
Jabil
JBL
$32.8B
$3.08M 0.05%
14,168
+753
+6% +$164K
VOT icon
333
Vanguard Mid-Cap Growth ETF
VOT
$19B
$3.06M 0.05%
10,427
+326
+3% +$94K
ECL icon
334
Ecolab
ECL
$75.6B
$3M 0.05%
10,959
-49
-0.4% -$13.3K
SYK icon
335
Stryker
SYK
$127B
$3M 0.05%
8,103
+786
+11% +$304K
ALLE icon
336
Allegion
ALLE
$13B
$2.98M 0.05%
16,781
+3,389
+25% +$560K
AGGH icon
337
Simplify Aggregate Bond ETF
AGGH
$571M
$2.96M 0.05%
143,055
+30,209
+27% +$622K
BA icon
338
Boeing
BA
$165B
$2.95M 0.05%
13,658
+1,184
+9% +$267K
PFE icon
339
Pfizer
PFE
$140B
$2.94M 0.05%
115,346
+8,264
+8% +$204K
CLS icon
340
Celestica
CLS
$35.1B
$2.94M 0.05%
11,919
-2,753
-19% -$555K
BUCK icon
341
Simplify Stable Income ETF
BUCK
$479M
$2.91M 0.05%
122,208
+16,602
+16% +$395K
CGDG icon
342
Capital Group Dividend Growers ETF
CGDG
$5.38B
$2.91M 0.05%
84,044
+39,804
+90% +$1.36M
FDL icon
343
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$2.9M 0.05%
66,837
+27,492
+70% +$1.19M
PJAN icon
344
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$2.88M 0.05%
62,981
+26
+0% +$1.17K
THRO
345
iShares U.S. Thematic Rotation Active ETF
THRO
$6.38B
$2.87M 0.05%
75,925
+63,965
+535% +$2.34M
IYK icon
346
iShares US Consumer Staples ETF
IYK
$1.39B
$2.84M 0.05%
41,521
+2,942
+8% +$205K
KJUL icon
347
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$2.83M 0.05%
91,525
+22,227
+32% +$669K
NLR icon
348
VanEck Uranium + Nuclear Energy ETF
NLR
$3.89B
$2.83M 0.05%
20,863
+15,109
+263% +$1.8M
EAPR icon
349
Innovator Emerging Markets Power Buffer ETF April
EAPR
$102M
$2.83M 0.05%
96,951
-362
-0.4% -$10.3K
ICSH icon
350
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.82M 0.05%
55,633
+730
+1% +$37K
12 13
14
15 16

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.