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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.63B
AUM Growth
+$418M
Cap. Flow
+$372M
Cap. Flow %
10.25%
Top 10 Hldgs %
23.91%
Holding
3,506
New
193
Increased
1,667
Reduced
881
Closed
116

Top Buys

Rank Stock Value
1
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
+$49.4M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$28.9M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$28M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$24.7M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$11.9M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$25.1M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$11.9M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.45M
4
XMHQ icon
Invesco S&P MidCap Quality ETF
XMHQ
+$6.14M
5
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.88M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 4.18%
3 Healthcare 3.7%
4 Consumer Discretionary 3.6%
5 Communication Services 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
3451
Newell Brands
NWL
$2.16B
– –
-97
Closed -$779
NXDT
3452
NexPoint Diversified Real Estate Trust
NXDT
$281M
– –
-66
Closed -$436
NXJ
3453
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-1,185
Closed -$14.3K
OABI icon
3454
OmniAb
OABI
$294M
– –
-58
Closed -$314
OBDC icon
3455
Blue Owl Capital
OBDC
$5.35B
– –
-89
Closed -$1.37K
PSK icon
3456
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
– –
-83
Closed -$2.89K
PTA icon
3457
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
– –
-525
Closed -$10.3K
RCI icon
3458
Rogers Communications
RCI
$17.7B
– –
-43
Closed -$1.76K
RELY icon
3459
Remitly
RELY
$4.74B
– –
-54
Closed -$1.12K
RIG icon
3460
Transocean
RIG
$5.92B
– –
-300
Closed -$1.73K
RRR icon
3461
Red Rock Resorts
RRR
$3.74B
– –
-10
Closed -$598
RWAY icon
3462
Runway Growth Finance
RWAY
$228M
– –
-19
Closed -$230
RZV icon
3463
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
– –
-375
Closed -$40.3K
SABR icon
3464
Sabre
SABR
$656M
– –
-4,130
Closed -$9.99K
SAGE
3465
DELISTED
Sage Therapeutics
SAGE
– –
-6
Closed -$112
SCHJ icon
3466
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$852M
– –
-662
Closed -$16K
SHEN icon
3467
Shenandoah Telecom
SHEN
$632M
– –
-58
Closed -$1.01K
SIBN icon
3468
SI-BONE Inc
SIBN
$737M
– –
-14
Closed -$229
SLRC icon
3469
SLR Investment Corp
SLRC
$706M
– –
-31
Closed -$476
SLVO icon
3470
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
– –
-99
Closed -$7.44K
SN icon
3471
SharkNinja
SN
$21B
– –
-19
Closed -$1.18K
STEM icon
3472
Stem
STEM
$49.2M
– –
-5
Closed -$219
SUSA icon
3473
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
– –
-63
Closed -$6.88K
TRIN icon
3474
Trinity Capital
TRIN
$1.55B
– –
-111
Closed -$1.63K
TSLX icon
3475
Sixth Street Specialty
TSLX
$1.59B
– –
-60
Closed -$1.29K
137 138
139
140 141

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q2 2024 Portfolio in Review

As of Q2 2024, Principal Securities held 3,506 positions worth $3.63B, up 13% from $3.21B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Principal Securities deployed $372M of net new capital in Q2 2024, opening 193 new positions and adding to 1,667 existing holdings. Its largest new stake was Franklin FTSE United Kingdom ETF: 57,259 shares worth $1.51M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $25.1M trimmed.

  • Principal Securities's largest Q2 2024 buy was Franklin FTSE United Kingdom ETF: 57,259 shares worth $1.51M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Small-Cap ETF in Q2 2024, an estimated $49.4M increase.
  • Principal Securities's biggest Q2 2024 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $25.1M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF July in Q2 2024, selling an estimated $1.65M.
  • Principal Securities's ten largest holdings make up 24% of its $3.63B portfolio in Q2 2024.
  • Principal Securities opened 193 new positions and closed 116 in Q2 2024.
  • Principal Securities's portfolio value rose 13% quarter-over-quarter to $3.63B.

Based on Principal Securities's 13F filing for Q2 2024, filed 31 Jul 2024.