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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKTX icon
3401
Viking Therapeutics
VKTX
$4.04B
$1.02K ﹤0.01%
39
– –
XHE icon
3402
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$1.02K ﹤0.01%
13
– –
XNET
3403
Xunlei
XNET
$351M
$1.02K ﹤0.01%
107
-3
-3% -$18
CCS icon
3404
Century Communities
CCS
$2B
$1.01K ﹤0.01%
16
+6
+60% +$378
NAUG
3405
Innovator Growth-100 Power Buffer ETF - August
NAUG
$41.3M
$1.01K ﹤0.01%
+35
New +$988
WKC icon
3406
World Kinect Corp
WKC
$1.96B
$1.01K ﹤0.01%
39
– –
SNAP icon
3407
Snap
SNAP
$7.32B
$1.01K ﹤0.01%
131
– –
EMBC icon
3408
Embecta
EMBC
$195M
$1K ﹤0.01%
71
– –
OSG
3409
Octave Specialty Group
OSG
$252M
$1K ﹤0.01%
+120
New +$1.01K
BTU icon
3410
Peabody Energy
BTU
$2.78B
$981 ﹤0.01%
37
– –
SLSN
3411
Solesence Inc
SLSN
$66.4M
$966 ﹤0.01%
300
– –
OSCR icon
3412
Oscar Health
OSCR
$8.5B
$965 ﹤0.01%
51
– –
DISV icon
3413
Dimensional International Small Cap Value ETF
DISV
$4.85B
$964 ﹤0.01%
+27
New +$926
PFS icon
3414
Provident Financial Services
PFS
$3.11B
$964 ﹤0.01%
50
-125
-71% -$2.38K
AXIA
3415
AXIA Energia
AXIA
$22.6B
$962 ﹤0.01%
+122
New +$768
TDW icon
3416
Tidewater
TDW
$3.91B
$960 ﹤0.01%
18
– –
CODI icon
3417
Compass Diversified
CODI
$755M
$953 ﹤0.01%
144
-106
-42% -$731
NEOG icon
3418
Neogen
NEOG
$2.05B
$948 ﹤0.01%
166
+19
+13% +$101
SRI icon
3419
Stoneridge
SRI
$209M
$945 ﹤0.01%
124
– –
IREN icon
3420
Iris Energy
IREN
$13.2B
$939 ﹤0.01%
+20
New +$486
WIT icon
3421
Wipro
WIT
$18.5B
$936 ﹤0.01%
356
-327
-48% -$920
CVAC
3422
DELISTED
CureVac
CVAC
$932 ﹤0.01%
173
-118
-41% -$639
PLUG icon
3423
Plug Power
PLUG
$2.92B
$932 ﹤0.01%
400
-666
-62% -$1.13K
DEC
3424
Diversified Energy Company
DEC
$914M
$925 ﹤0.01%
66
– –
CLPR
3425
Clipper Realty
CLPR
$46.5M
$923 ﹤0.01%
243
– –
135 136
137
138 139

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.