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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNSO icon
3401
MINISO
MNSO
$3.64B
$123 ﹤0.01%
7
– –
LUXE
3402
LuxExperience B.V.
LUXE
$1.1B
$122 ﹤0.01%
+32
New +$127
ZLAB icon
3403
Zai Lab
ZLAB
$2.17B
$121 ﹤0.01%
5
– –
AVDL
3404
DELISTED
Avadel Pharmaceuticals
AVDL
$118 ﹤0.01%
+9
New +$137
EPHE icon
3405
iShares MSCI Philippines ETF
EPHE
$127M
$117 ﹤0.01%
4
– –
HAUZ icon
3406
Xtrackers International Real Estate ETF
HAUZ
$1.04B
$117 ﹤0.01%
5
– –
ABVX
3407
Abivax
ABVX
$11B
$115 ﹤0.01%
+10
New +$120
IMMP
3408
Immutep
IMMP
$56.7M
$115 ﹤0.01%
+52
New +$115
LPL icon
3409
LG Display
LPL
$3.17B
$113 ﹤0.01%
28
– –
TRVG
3410
trivago
TRVG
$386M
$111 ﹤0.01%
+64
New +$128
TUR icon
3411
iShares MSCI Turkey ETF
TUR
$206M
$109 ﹤0.01%
3
– –
RDWR icon
3412
Radware
RDWR
$1.24B
$89 ﹤0.01%
4
– –
EPU icon
3413
iShares MSCI Peru and Global Exposure ETF
EPU
$534M
$86 ﹤0.01%
2
– –
MSGE icon
3414
Madison Square Garden
MSGE
$3.61B
$85 ﹤0.01%
2
– –
ECH icon
3415
iShares MSCI Chile ETF
ECH
$1.01B
$82 ﹤0.01%
3
– –
IQ icon
3416
iQIYI
IQ
$1.18B
$77 ﹤0.01%
27
– –
SEG.RT
3417
DELISTED
Seaport Entertainment Group Inc. Rights (expiring October 10, 2024)
SEG.RT
$74 ﹤0.01%
+25
New +$72
WKHS icon
3418
Workhorse Group
WKHS
$29.5M
$70 ﹤0.01%
1
– –
XRX icon
3419
Xerox
XRX
$337M
$62 ﹤0.01%
6
-1,248
-100% -$13.3K
TREE icon
3420
LendingTree
TREE
$544M
$58 ﹤0.01%
1
– –
GUT.RT
3421
DELISTED
The Gabelli Utility Trust Rights (expiring October 21, 2024)
GUT.RT
$52 ﹤0.01%
+1,885
New +$52
DSX.WS icon
3422
Diana Shipping Inc Warrants exp 2026
DSX.WS
$3.08M
$47 ﹤0.01%
+104
New +$44
NKLA
3423
DELISTED
Nikola Corporation Common Stock
NKLA
$41 ﹤0.01%
9
– –
BATRK icon
3424
Atlanta Braves Holdings Series B
BATRK
$3.23B
$40 ﹤0.01%
1
– –
MIN
3425
Aberdeen Intermediate Income Fund
MIN
$273M
$35 ﹤0.01%
13
– –
135 136
137
138 139

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.