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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNRO icon
3376
Monro
MNRO
$525M
$1.15K ﹤0.01%
64
– –
CDTX
3377
DELISTED
Cidara Therapeutics
CDTX
$1.15K ﹤0.01%
+12
New +$766
LBTYA icon
3378
Liberty Global Class A
LBTYA
$3.31B
$1.15K ﹤0.01%
100
– –
EWD icon
3379
iShares MSCI Sweden ETF
EWD
$522M
$1.13K ﹤0.01%
24
– –
WLY icon
3380
John Wiley & Sons Class A
WLY
$2.52B
$1.13K ﹤0.01%
28
– –
CAL icon
3381
Caleres
CAL
$396M
$1.12K ﹤0.01%
86
+57
+197% +$825
TDC icon
3382
Teradata
TDC
$2.68B
$1.12K ﹤0.01%
52
-5
-9% -$108
NSA
3383
DELISTED
National Storage Affiliates Trust
NSA
$1.12K ﹤0.01%
37
-105
-74% -$3.28K
IMMR icon
3384
Immersion
IMMR
$216M
$1.12K ﹤0.01%
152
– –
QURE icon
3385
uniQure
QURE
$2.68B
$1.11K ﹤0.01%
+19
New +$345
COMP icon
3386
Compass
COMP
$8.27B
$1.11K ﹤0.01%
138
– –
CSIQ icon
3387
Canadian Solar
CSIQ
$906M
$1.11K ﹤0.01%
85
– –
PRME icon
3388
Prime Medicine
PRME
$533M
$1.11K ﹤0.01%
200
-80
-29% -$325
SOBO
3389
South Bow Corp
SOBO
$8.03B
$1.1K ﹤0.01%
39
– –
ARDX icon
3390
Ardelyx
ARDX
$1.24B
$1.1K ﹤0.01%
200
– –
EFOR
3391
Everforth Inc
EFOR
$845M
$1.09K ﹤0.01%
23
+19
+475% +$969
VLY icon
3392
Valley National Bancorp
VLY
$7.93B
$1.08K ﹤0.01%
102
– –
IAK icon
3393
iShares US Insurance ETF
IAK
$511M
$1.07K ﹤0.01%
8
– –
NLOP
3394
Net Lease Office Properties
NLOP
$168M
$1.07K ﹤0.01%
36
-15
-29% -$471
RYN icon
3395
Rayonier
RYN
$6.49B
$1.06K ﹤0.01%
42
– –
ABUS icon
3396
Arbutus Biopharma
ABUS
$865M
$1.04K ﹤0.01%
230
– –
PMT
3397
PennyMac Mortgage Investment
PMT
$849M
$1.04K ﹤0.01%
85
-59
-41% -$729
LOAR icon
3398
Loar Holdings
LOAR
$6.64B
$1.04K ﹤0.01%
13
– –
MASI
3399
DELISTED
Masimo
MASI
$1.03K ﹤0.01%
7
+3
+75% +$454
SCHK icon
3400
Schwab 1000 Index ETF
SCHK
$5.65B
$1.03K ﹤0.01%
32
– –
134 135
136
137 138

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.