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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NE.WS icon
3376
Noble Corporation PLC Tranche 1 Warrants
NE.WS
$162 ﹤0.01%
9
– –
AKO.A icon
3377
Embotelladora Andina Series A
AKO.A
$161 ﹤0.01%
11
– –
IONS icon
3378
Ionis Pharmaceuticals
IONS
$9.35B
$160 ﹤0.01%
4
-9
-69% -$419
CGC
3379
Canopy Growth
CGC
$375M
$159 ﹤0.01%
33
– –
BZUN
3380
Baozun
BZUN
$144M
$158 ﹤0.01%
44
– –
EVO icon
3381
Evotec
EVO
$689M
$153 ﹤0.01%
+42
New +$167
VEON icon
3382
VEON
VEON
$3.53B
$152 ﹤0.01%
+5
New +$138
CURI icon
3383
CuriosityStream
CURI
$139M
$151 ﹤0.01%
79
– –
NPK icon
3384
National Presto Industries
NPK
$891M
$150 ﹤0.01%
2
-70
-97% -$5.22K
MTLS
3385
Materialise
MTLS
$379M
$148 ﹤0.01%
+27
New +$144
WHLM
3386
DELISTED
Wilhelmina International, Inc
WHLM
$146 ﹤0.01%
35
– –
NNDM
3387
Nano Dimension
NNDM
$309M
$145 ﹤0.01%
+59
New +$133
GES
3388
DELISTED
Guess Inc
GES
$141 ﹤0.01%
7
-5
-42% -$106
OPRA
3389
Opera Ltd
OPRA
$1.65B
$139 ﹤0.01%
+9
New +$121
TIGR
3390
UP Fintech Holding
TIGR
$845M
$139 ﹤0.01%
26
– –
EIRL icon
3391
iShares MSCI Ireland ETF
EIRL
$74.9M
$137 ﹤0.01%
2
– –
HCM icon
3392
HUTCHMED
HCM
$1.89B
$137 ﹤0.01%
+7
New +$127
LU icon
3393
Lufax Holding
LU
$1.2B
$133 ﹤0.01%
38
– –
VIST icon
3394
Vista Energy
VIST
$7.75B
$133 ﹤0.01%
+3
New +$141
FCEL icon
3395
FuelCell Energy
FCEL
$1.7B
$132 ﹤0.01%
12
– –
GPMT
3396
Granite Point Mortgage Trust
GPMT
$63.7M
$130 ﹤0.01%
41
– –
QAT icon
3397
iShares MSCI Qatar ETF
QAT
$64.9M
$130 ﹤0.01%
7
– –
EXEEL
3398
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$130 ﹤0.01%
2
– –
KWT icon
3399
iShares MSCI Kuwait ETF
KWT
$70M
$128 ﹤0.01%
4
– –
NE.WS.A icon
3400
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$127 ﹤0.01%
9
– –
134 135
136
137 138

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.