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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMR icon
3376
The RMR Group
RMR
$342M
– –
-1
Closed -$28
ROG icon
3377
Rogers Corp
ROG
$2.33B
– –
-6
Closed -$792
SDG icon
3378
iShares MSCI Global Sustainable Development Goals ETF
SDG
$167M
– –
-965
Closed -$78.2K
SIDU icon
3379
Sidus Space
SIDU
$180M
– –
-75
Closed -$661
SNEX icon
3380
StoneX
SNEX
$8.83B
– –
-209
Closed -$4.58K
SOND
3381
DELISTED
Sonder
SOND
– –
-33
Closed -$112
SPWH icon
3382
Sportsman's Warehouse
SPWH
$43.7M
– –
-850
Closed -$3.62K
SPXN icon
3383
ProShares S&P 500 ex-Financials ETF
SPXN
$75.7M
– –
-44,050
Closed -$2.26M
SWIM icon
3384
Latham Group
SWIM
$646M
– –
-124
Closed -$326
SYNA icon
3385
Synaptics
SYNA
$4.41B
– –
-10
Closed -$1.14K
TBBK icon
3386
The Bancorp
TBBK
$2.79B
– –
-31
Closed -$1.2K
TBT icon
3387
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
– –
-6,482
Closed -$196K
THS
3388
DELISTED
Treehouse Foods
THS
– –
-7
Closed -$277
TOUR
3389
Tuniu
TOUR
$55.4M
– –
-13
Closed -$89
UPST icon
3390
Upstart Holdings
UPST
$2.58B
– –
-553
Closed -$22.6K
VFQY icon
3391
Vanguard US Quality Factor ETF
VFQY
$474M
– –
-716
Closed -$90.6K
VONV icon
3392
Vanguard Russell 1000 Value ETF
VONV
$20.4B
– –
-739
Closed -$53.6K
VRIG icon
3393
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
– –
-948
Closed -$23.7K
WOOF icon
3394
Petco
WOOF
$745M
– –
-650
Closed -$2.05K
YOU icon
3395
Clear Secure
YOU
$5.26B
– –
-43
Closed -$888
ZG icon
3396
Zillow
ZG
$7.02B
– –
-9
Closed -$510
NBIS
3397
Nebius Group N.V.
NBIS
$47.7B
$0 ﹤0.01%
9,070
+1,086
+14% –
INVX
3398
Innovex International
INVX
$1.87B
– –
-15
Closed -$349
SEI
3399
Solaris Energy Infrastructure
SEI
$3.31B
– –
-1,257
Closed -$10K
LGF.A
3400
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-5
Closed -$55
133 134 135
136
137

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.