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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRS
3326
IRSA Inversiones y Representaciones
IRS
$1.26B
$341 ﹤0.01%
31
+11
+55% +$108
ATEC icon
3327
Alphatec Holdings
ATEC
$1.27B
$339 ﹤0.01%
61
– –
BSBR icon
3328
Santander
BSBR
$39.7B
$337 ﹤0.01%
64
– –
YORW icon
3329
York Water
YORW
$505M
$337 ﹤0.01%
9
– –
ALKS icon
3330
Alkermes
ALKS
$8.82B
$336 ﹤0.01%
12
+8
+200% +$213
AD
3331
Array Digital Infrastructure
AD
$3.02B
$328 ﹤0.01%
6
– –
WASH icon
3332
Washington Trust Bancorp
WASH
$732M
$322 ﹤0.01%
10
– –
CCU icon
3333
Compañía de Cervecerías Unidas
CCU
$2.12B
$314 ﹤0.01%
27
– –
ONL
3334
Orion Office REIT
ONL
$148M
$303 ﹤0.01%
76
+1
+1% +$4
BZ icon
3335
Kanzhun
BZ
$6.89B
$295 ﹤0.01%
17
-11
-39% -$160
NAPA
3336
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$291 ﹤0.01%
50
– –
OIS icon
3337
Oil States International
OIS
$522M
$276 ﹤0.01%
+60
New +$287
ARCH
3338
DELISTED
Arch Resources, Inc.
ARCH
$276 ﹤0.01%
2
-2
-50% -$276
SUZ icon
3339
Suzano
SUZ
$10.2B
$270 ﹤0.01%
27
– –
VTS icon
3340
Vitesse Energy
VTS
$659M
$270 ﹤0.01%
11
– –
CYTK icon
3341
Cytokinetics
CYTK
$11B
$264 ﹤0.01%
5
+4
+400% +$223
CATY icon
3342
Cathay General Bancorp
CATY
$4.2B
$258 ﹤0.01%
6
– –
CDLR icon
3343
Cadeler
CDLR
$2.18B
$254 ﹤0.01%
+9
New +$233
MBI icon
3344
MBIA
MBI
$288M
$250 ﹤0.01%
70
-6,004
-99% -$24.8K
AVPT icon
3345
AvePoint
AVPT
$2.6B
$247 ﹤0.01%
21
– –
MOMO
3346
Hello Group
MOMO
$869M
$244 ﹤0.01%
32
-155
-83% -$1.03K
ELP
3347
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$238 ﹤0.01%
32
– –
AVAL icon
3348
Grupo Aval
AVAL
$5.67B
$231 ﹤0.01%
114
– –
BSJR icon
3349
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$227 ﹤0.01%
10
– –
AOUT icon
3350
American Outdoor Brands
AOUT
$162M
$221 ﹤0.01%
24
+7
+41% +$62
132 133
134
135 136

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.