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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BROS icon
3326
Dutch Bros
BROS
$8.78B
– –
-300
Closed -$9.5K
CCRN
3327
DELISTED
Cross Country Healthcare
CCRN
– –
-476
Closed -$10.8K
CDP icon
3328
COPT Defense Properties
CDP
$4.31B
– –
-51
Closed -$1.31K
CEVA icon
3329
CEVA Inc
CEVA
$1.01B
– –
-200
Closed -$4.54K
CNA icon
3330
CNA Financial
CNA
$14.5B
– –
-17
Closed -$719
CNRG icon
3331
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$200M
– –
-71
Closed -$5.09K
DAO
3332
Youdao
DAO
$1.85B
– –
-32
Closed -$126
DBEU icon
3333
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$764M
– –
-26
Closed -$982
DBMF icon
3334
iMGP DBi Managed Futures Strategy ETF
DBMF
$3.95B
– –
-24
Closed -$618
DFIV icon
3335
Dimensional International Value ETF
DFIV
$20.7B
– –
-4
Closed -$137
DJP icon
3336
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
– –
-18
Closed -$547
DOO
3337
Bombardier Recreational Products
DOO
$4.43B
– –
-16
Closed -$1.15K
DTST icon
3338
Data Storage Corp
DTST
$7.29M
– –
-230
Closed -$662
DWAS icon
3339
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
– –
-6
Closed -$503
EBIZ icon
3340
Global X E-commerce ETF
EBIZ
$26.9M
– –
-75
Closed -$1.59K
EFC
3341
Ellington Financial
EFC
$1.68B
– –
-7
Closed -$89
EHI
3342
Western Asset Global High Income Fund
EHI
$175M
– –
-50
Closed -$362
EMTL
3343
DELISTED
State Street DoubleLine Emerging Markets Fixed Income ETF
EMTL
– –
-663
Closed -$27.8K
EOLS icon
3344
Evolus
EOLS
$394M
– –
-450
Closed -$4.74K
ESE icon
3345
ESCO Technologies
ESE
$8.49B
– –
-4
Closed -$468
EVGO icon
3346
EVgo
EVGO
$200M
– –
-200
Closed -$716
FAN icon
3347
First Trust Global Wind Energy ETF
FAN
$281M
– –
-710
Closed -$11.7K
FCOR icon
3348
Fidelity Corporate Bond ETF
FCOR
$352M
– –
-62
Closed -$2.92K
FMHI icon
3349
First Trust Municipal High Income ETF
FMHI
$980M
– –
-1,010
Closed -$48.2K
FSLY icon
3350
Fastly Inc
FSLY
$3.17B
– –
-6
Closed -$107
132 133
134
135 136

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.