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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOLE icon
3301
Dole
DOLE
$1.35B
$1.49K ﹤0.01%
111
– –
HUN icon
3302
Huntsman Corp
HUN
$2.24B
$1.49K ﹤0.01%
+166
New +$1.74K
RIV.RT
3303
DELISTED
RiverNorth Opportunities Fund Rights
RIV.RT
$1.49K ﹤0.01%
+183,792
New +$2.74K
MAN icon
3304
ManpowerGroup
MAN
$2.39B
$1.48K ﹤0.01%
39
+15
+63% +$618
SMP icon
3305
Standard Motor Products
SMP
$861M
$1.47K ﹤0.01%
36
+25
+227% +$916
ANIP icon
3306
ANI Pharmaceuticals
ANIP
$1.77B
$1.47K ﹤0.01%
16
– –
ATAT icon
3307
Atour Lifestyle Holdings
ATAT
$4.35B
$1.47K ﹤0.01%
+39
New +$1.43K
JOYY
3308
JOYY Inc
JOYY
$3.73B
$1.47K ﹤0.01%
25
– –
HAE icon
3309
Haemonetics
HAE
$3.58B
$1.46K ﹤0.01%
30
-62
-67% -$3.84K
CQP icon
3310
Cheniere Energy
CQP
$31.8B
$1.45K ﹤0.01%
27
+18
+200% +$978
CAR icon
3311
Avis
CAR
$5.63B
$1.45K ﹤0.01%
9
– –
OSW icon
3312
OneSpaWorld
OSW
$2.67B
$1.44K ﹤0.01%
68
– –
PBP icon
3313
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$1.44K ﹤0.01%
65
– –
ACHC icon
3314
Acadia Healthcare
ACHC
$3.17B
$1.44K ﹤0.01%
58
-156
-73% -$3.48K
CANC icon
3315
Tema Oncology ETF
CANC
$196M
$1.44K ﹤0.01%
50
– –
WB icon
3316
Weibo
WB
$1.9B
$1.41K ﹤0.01%
114
-1
-0.9% -$11
MLAB icon
3317
Mesa Laboratories
MLAB
$539M
$1.41K ﹤0.01%
21
– –
FOR icon
3318
Forestar Group
FOR
$1.44B
$1.38K ﹤0.01%
52
+7
+16% +$179
TINY icon
3319
ProShares Nanotechnology ETF
TINY
$22M
$1.38K ﹤0.01%
+27
New +$1.23K
CLMT icon
3320
Calumet Specialty Products
CLMT
$3.63B
$1.37K ﹤0.01%
75
– –
KROS icon
3321
Keros Therapeutics
KROS
$199M
$1.36K ﹤0.01%
86
+27
+46% +$399
XNTK icon
3322
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
$1.36K ﹤0.01%
+5
New +$1.23K
MTSR
3323
DELISTED
Metsera Inc
MTSR
$1.36K ﹤0.01%
+26
New +$960
CRAK icon
3324
VanEck Oil Refiners ETF
CRAK
$181M
$1.36K ﹤0.01%
37
-45
-55% -$1.57K
PBF icon
3325
PBF Energy
PBF
$7.29B
$1.36K ﹤0.01%
45
– –
131 132
133
134 135

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.