Principal Securities’s RiverNorth Opportunities Fund Rights RIV.RT Stock Holding History

Principal Securities’s Portfolio RIV.RT Stock Details RIV.RT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-183,792	Closed	-$1.49K	–	3739
2025 Q3	$1.49K	Buy	+183,792	New	+$2.74K	﹤0.01%	3303

Principal Securities's RIV.RT Position: Q4 2025 in Review

Principal Securities sold out of RiverNorth Opportunities Fund Rights (RIV.RT) in Q4 2025, closing a stake of 183,792 shares — an estimated $1.49K sold.

Principal Securities first reported a position in RIV.RT in Q3 2025 and held it in 1 quarter. The position peaked at $1.49K in Q3 2025. 0 funds tracked by Wall St. Rank hold RIV.RT as of Q4 2025.

Principal Securities reported no remaining RiverNorth Opportunities Fund Rights position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 183,792 RiverNorth Opportunities Fund Rights shares in Q4 2025, an estimated $1.49K.
Principal Securities first reported a position in RiverNorth Opportunities Fund Rights in Q3 2025 and held it in 1 quarter.
Principal Securities's RiverNorth Opportunities Fund Rights position peaked at $1.49K in Q3 2025.
0 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund Rights as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.