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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACLX
3301
DELISTED
Arcellx
ACLX
$418 ﹤0.01%
5
+3
+150% +$200
GRVY
3302
GRAVITY
GRVY
$427M
$415 ﹤0.01%
7
+4
+133% +$275
PDFS icon
3303
PDF Solutions
PDFS
$2.13B
$412 ﹤0.01%
+13
New +$422
STXK icon
3304
EA Series Trust Strive Small-Cap ETF
STXK
$84.8M
$408 ﹤0.01%
13
-11
-46% -$334
XRN
3305
Chiron Real Estate Inc
XRN
$544M
$406 ﹤0.01%
8
– –
DSGN icon
3306
Design Therapeutics
DSGN
$736M
$398 ﹤0.01%
74
– –
MLKN icon
3307
MillerKnoll
MLKN
$1.5B
$396 ﹤0.01%
16
-4
-20% -$111
UVSP icon
3308
Univest Financial
UVSP
$1.23B
$394 ﹤0.01%
14
– –
VERX icon
3309
Vertex
VERX
$1.92B
$385 ﹤0.01%
+10
New +$369
NAMS icon
3310
NewAmsterdam Pharma
NAMS
$3.47B
$382 ﹤0.01%
23
+18
+360% +$311
ALKT icon
3311
Alkami Technology
ALKT
$1.8B
$378 ﹤0.01%
+12
New +$379
VTMX icon
3312
Vesta Real Estate
VTMX
$3.12B
$377 ﹤0.01%
+14
New +$404
FINV
3313
FinVolution Group
FINV
$1.12B
$371 ﹤0.01%
60
– –
NOVA
3314
DELISTED
Sunnova Energy
NOVA
$370 ﹤0.01%
38
-19
-33% -$168
OPEN icon
3315
Opendoor
OPEN
$3.69B
$370 ﹤0.01%
191
-311
-62% -$631
WVE icon
3316
Wave Life Sciences
WVE
$1.12B
$369 ﹤0.01%
45
+20
+80% +$120
SMP icon
3317
Standard Motor Products
SMP
$861M
$365 ﹤0.01%
11
– –
AFRI icon
3318
Forafric Global
AFRI
$283M
$363 ﹤0.01%
32
– –
SPNT icon
3319
SiriusPoint
SPNT
$2.98B
$359 ﹤0.01%
25
-7
-22% -$98
SSL icon
3320
Sasol
SSL
$7.58B
$358 ﹤0.01%
53
+15
+39% +$111
KURA icon
3321
Kura Oncology
KURA
$922M
$352 ﹤0.01%
18
+10
+125% +$203
LFVN icon
3322
LifeVantage
LFVN
$82.4M
$350 ﹤0.01%
29
– –
MRUS
3323
DELISTED
Merus
MRUS
$350 ﹤0.01%
+7
New +$365
PINE
3324
Alpine Income Property Trust
PINE
$339M
$346 ﹤0.01%
19
– –
PRAX icon
3325
Praxis Precision Medicines
PRAX
$9.07B
$345 ﹤0.01%
6
+3
+100% +$162
131 132
133
134 135

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.