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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNE icon
3251
StoneCo
STNE
$2.62B
– –
-58,938
Closed -$1.11M
STRA icon
3252
Strategic Education
STRA
$1.71B
– –
-19
Closed -$1.63K
STXD icon
3253
Strive 1000 Dividend Growth ETF
STXD
$64.5M
– –
-1,358
Closed -$49.6K
STXG icon
3254
Strive 1000 Growth ETF
STXG
$145M
– –
-113
Closed -$5.64K
STXK icon
3255
EA Series Trust Strive Small-Cap ETF
STXK
$84.8M
– –
-18
Closed -$596
SUI icon
3256
Sun Communities
SUI
$15B
– –
-523
Closed -$67.5K
SUN icon
3257
Sunoco
SUN
$14.2B
– –
-641
Closed -$32K
SUPN icon
3258
Supernus Pharmaceuticals
SUPN
$2.68B
– –
-188
Closed -$8.98K
SUSA icon
3259
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
– –
-22
Closed -$2.98K
SUSC icon
3260
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-6,794
Closed -$160K
SUSB icon
3261
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
– –
-501
Closed -$12.7K
SWBI icon
3262
Smith & Wesson
SWBI
$655M
– –
-138
Closed -$1.36K
SWKS icon
3263
Skyworks Solutions
SWKS
$9.06B
– –
-2,407
Closed -$185K
SWX icon
3264
Southwest Gas
SWX
$6.74B
– –
-70
Closed -$5.48K
SXT icon
3265
Sensient Technologies
SXT
$5.4B
– –
-110
Closed -$10.3K
SYBT icon
3266
Stock Yards Bancorp
SYBT
$2.41B
– –
-663
Closed -$46.4K
SYNA icon
3267
Synaptics
SYNA
$4.41B
– –
-7
Closed -$478
SYM icon
3268
Symbotic
SYM
$5.11B
– –
-439
Closed -$23.7K
TAK icon
3269
Takeda Pharmaceutical
TAK
$55.1B
– –
-5,228
Closed -$76.5K
TALO icon
3270
Talos Energy
TALO
$2.49B
– –
-46
Closed -$441
TAN icon
3271
Invesco Solar ETF
TAN
$1.47B
– –
-320
Closed -$14K
TAP icon
3272
Molson Coors Class B
TAP
$7.68B
– –
-1,089
Closed -$49.3K
TBLL icon
3273
Invesco Short Term Treasury ETF
TBLL
$2.58B
– –
-811
Closed -$85.7K
TBUX icon
3274
T. Rowe Price Ultra Short-Term Bond ETF
TBUX
$1.27B
– –
-1,390
Closed -$69.3K
TCBI icon
3275
Texas Capital Bancshares
TCBI
$4.31B
– –
-30
Closed -$2.54K
129 130
131
132 133

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.