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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTI icon
3226
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
– –
-6,027
Closed -$174K
SPTM icon
3227
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
– –
-198
Closed -$16K
SPUC icon
3228
Simplify US Equity Income ETF
SPUC
$91.4M
– –
-500
Closed -$25.1K
SPXC icon
3229
SPX Corp
SPXC
$11B
– –
-63
Closed -$11.8K
SPXX icon
3230
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
– –
-3,755
Closed -$65.7K
SQM icon
3231
Sociedad Química y Minera de Chile
SQM
$19.6B
– –
-205
Closed -$8.81K
SRAD icon
3232
Sportradar
SRAD
$4.23B
– –
-630
Closed -$16.9K
SRI icon
3233
Stoneridge
SRI
$209M
– –
-124
Closed -$945
SRPT icon
3234
Sarepta Therapeutics
SRPT
$1.66B
– –
-478
Closed -$9.21K
SRRK icon
3235
Scholar Rock
SRRK
$5.71B
– –
-9
Closed -$335
SRVR icon
3236
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
– –
-242
Closed -$7.68K
SSB icon
3237
SouthState Bank Corp
SSB
$10.3B
– –
-48
Closed -$4.75K
SSD icon
3238
Simpson Manufacturing
SSD
$7.98B
– –
-158
Closed -$26.5K
SSL icon
3239
Sasol
SSL
$7.58B
– –
-188
Closed -$1.17K
SSRM icon
3240
SSR Mining
SSRM
$5.57B
– –
-1,054
Closed -$25.7K
SSTK icon
3241
Shutterstock
SSTK
$205M
– –
-9
Closed -$188
ST icon
3242
Sensata Technologies
ST
$6.65B
– –
-1,807
Closed -$55.2K
STAG icon
3243
STAG Industrial
STAG
$7.86B
– –
-3,291
Closed -$116K
STBA icon
3244
S&T Bancorp
STBA
$1.86B
– –
-530
Closed -$19.9K
STC icon
3245
Stewart Information Services
STC
$2.05B
– –
-99
Closed -$7.26K
STEM icon
3246
Stem
STEM
$49.2M
– –
-5
Closed -$88
STLA icon
3247
Stellantis
STLA
$16.5B
– –
-2,689
Closed -$25.1K
STM icon
3248
STMicroelectronics
STM
$46B
– –
-1,557
Closed -$44K
STN icon
3249
Stantec
STN
$7.69B
– –
-96
Closed -$10.3K
STNG icon
3250
Scorpio Tankers
STNG
$3.96B
– –
-43
Closed -$2.41K
128 129
130
131 132

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.