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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
3226
Sabesp
SBS
$19.7B
$662 ﹤0.01%
206
+46
+29% +$147
FIVN icon
3227
FIVE9
FIVN
$1.77B
$661 ﹤0.01%
23
– –
IBOC icon
3228
International Bancshares
IBOC
$4.77B
$658 ﹤0.01%
11
– –
EZA icon
3229
iShares MSCI South Africa ETF
EZA
$525M
$655 ﹤0.01%
13
– –
TKC icon
3230
Turkcell
TKC
$4.84B
$654 ﹤0.01%
95
+23
+32% +$172
ARCB icon
3231
ArcBest
ARCB
$3.44B
$651 ﹤0.01%
6
-3
-33% -$329
WIT icon
3232
Wipro
WIT
$18.5B
$648 ﹤0.01%
200
+28
+16% +$88
IBCP icon
3233
Independent Bank Corp
IBCP
$776M
$634 ﹤0.01%
+19
New +$609
FARO
3234
DELISTED
Faro Technologies
FARO
$632 ﹤0.01%
33
– –
GRND icon
3235
Grindr
GRND
$2.64B
$632 ﹤0.01%
+53
New +$628
PEBO icon
3236
Peoples Bancorp
PEBO
$1.45B
$632 ﹤0.01%
+21
New +$651
NTB icon
3237
Bank of N.T. Butterfield & Son
NTB
$2.42B
$627 ﹤0.01%
+17
New +$629
FG icon
3238
F&G Annuities & Life
FG
$3.93B
$626 ﹤0.01%
14
– –
HMY icon
3239
Harmony Gold Mining
HMY
$9.92B
$620 ﹤0.01%
61
+13
+27% +$127
WMK icon
3240
Weis Markets
WMK
$1.82B
$620 ﹤0.01%
9
– –
HGV icon
3241
Hilton Grand Vacations
HGV
$3.84B
$617 ﹤0.01%
17
-9
-35% -$349
CIG icon
3242
CEMIG Preferred Shares
CIG
$6.09B
$616 ﹤0.01%
299
-1,639
-85% -$3.27K
QNST icon
3243
QuinStreet
QNST
$870M
$612 ﹤0.01%
+32
New +$583
LMND icon
3244
Lemonade
LMND
$4.62B
$594 ﹤0.01%
36
– –
TX icon
3245
Ternium
TX
$9.29B
$591 ﹤0.01%
16
+7
+78% +$244
IMOS
3246
ChipMOS TECHNOLOGIES
IMOS
$1.92B
$585 ﹤0.01%
25
+16
+178% +$382
EC icon
3247
Ecopetrol
EC
$32.9B
$580 ﹤0.01%
65
+53
+442% +$536
CQQQ icon
3248
Invesco China Technology ETF
CQQQ
$2.95B
$578 ﹤0.01%
14
-10,078
-100% -$333K
LIVN icon
3249
LivaNova
LIVN
$4.3B
$578 ﹤0.01%
+11
New +$545
SCSC icon
3250
Scansource
SCSC
$1.12B
$576 ﹤0.01%
12
-3
-20% -$142
128 129
130
131 132

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.