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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
301
Autodesk
ADSK
$44.3B
$3.86M 0.06%
13,028
-2,129
-14% -$644K
VUG icon
302
Vanguard Growth ETF
VUG
$216B
$3.86M 0.06%
47,424
+828
+2% +$67.2K
CI icon
303
Cigna
CI
$76.6B
$3.85M 0.06%
13,992
-480
-3% -$135K
XAR icon
304
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$3.85M 0.06%
15,944
+274
+2% +$65.1K
NEE icon
305
NextEra Energy
NEE
$187B
$3.83M 0.06%
47,661
+2,732
+6% +$226K
SIVR icon
306
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$3.81M 0.06%
56,310
-5,201
-8% -$273K
APD icon
307
Air Products & Chemicals
APD
$66.3B
$3.79M 0.06%
15,344
-2,974
-16% -$754K
VIOG icon
308
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$3.77M 0.06%
31,097
+1,499
+5% +$182K
TXN icon
309
Texas Instruments
TXN
$255B
$3.77M 0.06%
21,710
+1,108
+5% +$190K
IQLT icon
310
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.76M 0.06%
82,762
+3,355
+4% +$150K
QQQM icon
311
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$3.7M 0.06%
14,635
+1,514
+12% +$382K
IAGG icon
312
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$3.62M 0.06%
72,303
+9,841
+16% +$506K
SPLB icon
313
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$3.61M 0.06%
159,929
+14,330
+10% +$329K
IHDG icon
314
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$3.53M 0.05%
72,607
+1,493
+2% +$70.8K
MMM icon
315
3M
MMM
$89B
$3.52M 0.05%
21,964
+1,215
+6% +$199K
BX icon
316
Blackstone
BX
$104B
$3.51M 0.05%
22,741
+800
+4% +$122K
PGR icon
317
Progressive
PGR
$124B
$3.5M 0.05%
15,381
+1,189
+8% +$269K
PEP icon
318
PepsiCo
PEP
$186B
$3.48M 0.05%
24,270
+1,675
+7% +$246K
THRO
319
iShares U.S. Thematic Rotation Active ETF
THRO
$6.38B
$3.46M 0.05%
89,743
+13,818
+18% +$529K
XLU icon
320
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$3.45M 0.05%
80,715
+49,087
+155% +$2.17M
HSY icon
321
Hershey
HSY
$35.4B
$3.44M 0.05%
18,880
+1,586
+9% +$290K
JBL icon
322
Jabil
JBL
$32.8B
$3.38M 0.05%
14,841
+673
+5% +$144K
PJAN icon
323
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$3.37M 0.05%
71,603
+8,622
+14% +$399K
ALLE icon
324
Allegion
ALLE
$13B
$3.34M 0.05%
20,995
+4,214
+25% +$702K
WEC icon
325
WEC Energy
WEC
$37.7B
$3.34M 0.05%
31,630
+2,699
+9% +$299K
11 12
13
14 15

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.