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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLY icon
3201
Fastly Inc
FSLY
$3.17B
$742 ﹤0.01%
98
– –
BRT
3202
BRT Apartments
BRT
$282M
$738 ﹤0.01%
42
– –
NEO icon
3203
NeoGenomics
NEO
$1.81B
$738 ﹤0.01%
50
-100
-67% -$1.56K
GT icon
3204
Goodyear
GT
$2.07B
$735 ﹤0.01%
83
– –
MED icon
3205
Medifast
MED
$108M
$727 ﹤0.01%
38
-32
-46% -$617
HAE icon
3206
Haemonetics
HAE
$3.58B
$723 ﹤0.01%
9
-6
-40% -$485
CPRI icon
3207
Capri Holdings
CPRI
$1.77B
$721 ﹤0.01%
+17
New +$596
EWTX icon
3208
Edgewise Therapeutics
EWTX
$4.39B
$721 ﹤0.01%
+27
New +$537
AXSM icon
3209
Axsome Therapeutics
AXSM
$12.4B
$719 ﹤0.01%
8
+5
+167% +$436
OSCR icon
3210
Oscar Health
OSCR
$8.5B
$700 ﹤0.01%
33
+9
+38% +$162
PAC icon
3211
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$696 ﹤0.01%
4
– –
OCCI
3212
OFS Credit Co
OCCI
$68.7M
$689 ﹤0.01%
93
-194,118
-100% -$1.43M
SEG
3213
Seaport Entertainment Group
SEG
$333M
$686 ﹤0.01%
+25
New +$711
APPN icon
3214
Appian
APPN
$1.74B
$683 ﹤0.01%
20
– –
MIG icon
3215
VanEck Moody's Analytics IG Corporate Bond ETF
MIG
$19.3M
$682 ﹤0.01%
+31
New +$670
PRFT
3216
DELISTED
Perficient Inc
PRFT
$679 ﹤0.01%
9
-102
-92% -$7.67K
PTGX icon
3217
Protagonist Therapeutics
PTGX
$8.75B
$675 ﹤0.01%
15
+9
+150% +$364
SIGA icon
3218
SIGA Technologies
SIGA
$223M
$675 ﹤0.01%
+100
New +$873
ARR
3219
Armour Residential REIT
ARR
$2.02B
$673 ﹤0.01%
33
– –
NPKI
3220
NPK International
NPKI
$1.21B
$672 ﹤0.01%
+97
New +$746
DNLI icon
3221
Denali Therapeutics
DNLI
$3.67B
$670 ﹤0.01%
23
-122
-84% -$3.02K
IPGP icon
3222
IPG Photonics
IPGP
$3.89B
$669 ﹤0.01%
9
-3
-25% -$224
TV icon
3223
Televisa
TV
$1.45B
$666 ﹤0.01%
260
– –
NRGV icon
3224
Energy Vault
NRGV
$522M
$663 ﹤0.01%
691
+532
+335% +$535
WOR icon
3225
Worthington Enterprises
WOR
$2.76B
$663 ﹤0.01%
+16
New +$728
127 128
129
130 131

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.