We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPP icon
3176
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$830 ﹤0.01%
17
-26
-60% -$1.16K
TS icon
3177
Tenaris
TS
$29.1B
$827 ﹤0.01%
26
-36
-58% -$1.07K
BF.A icon
3178
Brown-Forman Class A
BF.A
$12.3B
$817 ﹤0.01%
17
– –
BEEM icon
3179
Beam Global
BEEM
$22.4M
$810 ﹤0.01%
165
+66
+67% +$361
EIS icon
3180
iShares MSCI Israel ETF
EIS
$879M
$810 ﹤0.01%
12
– –
OFG icon
3181
OFG Bancorp
OFG
$2.21B
$809 ﹤0.01%
+18
New +$775
MRNS
3182
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$804 ﹤0.01%
457
– –
VFC icon
3183
VF Corp
VFC
$6.68B
$798 ﹤0.01%
+40
New +$670
VECO icon
3184
Veeco
VECO
$3.15B
$795 ﹤0.01%
+24
New +$899
DAVA icon
3185
Endava
DAVA
$141M
$792 ﹤0.01%
+31
New +$930
DCO icon
3186
Ducommun
DCO
$2.68B
$790 ﹤0.01%
12
– –
RMR icon
3187
The RMR Group
RMR
$342M
$787 ﹤0.01%
31
– –
EQC
3188
DELISTED
Equity Commonwealth
EQC
$776 ﹤0.01%
39
-628
-94% -$12.5K
QFIN icon
3189
Qfin Holdings
QFIN
$1.61B
$775 ﹤0.01%
26
– –
UAE icon
3190
iShares MSCI UAE ETF
UAE
$306M
$775 ﹤0.01%
51
– –
BL icon
3191
BlackLine
BL
$1.69B
$772 ﹤0.01%
14
-26
-65% -$1.28K
AXGN icon
3192
Axogen
AXGN
$2.1B
$771 ﹤0.01%
55
– –
AMC icon
3193
AMC Entertainment Holdings
AMC
$2.03B
$769 ﹤0.01%
169
– –
TNC icon
3194
Tennant Co
TNC
$1.5B
$768 ﹤0.01%
8
-1
-11% -$98
DCH
3195
Dauch Corp
DCH
$1.3B
$766 ﹤0.01%
124
– –
AUDC icon
3196
AudioCodes
AUDC
$244M
$759 ﹤0.01%
78
+21
+37% +$219
AFK icon
3197
VanEck Africa Index ETF
AFK
$97.5M
$756 ﹤0.01%
45
– –
DEC
3198
Diversified Energy Company
DEC
$914M
$751 ﹤0.01%
+66
New +$888
ESAB icon
3199
ESAB
ESAB
$5.25B
$744 ﹤0.01%
7
-223
-97% -$22.1K
AZZ icon
3200
AZZ Inc
AZZ
$4.5B
$743 ﹤0.01%
9
+5
+125% +$395
126 127
128
129 130

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.