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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRO
3151
DELISTED
PROS Holdings
PRO
$472 ﹤0.01%
13
– –
LNN icon
3152
Lindsay Corp
LNN
$1.16B
$471 ﹤0.01%
4
-1
-20% -$124
NAPA
3153
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$466 ﹤0.01%
+50
New +$458
HTHT icon
3154
Huazhu Hotels Group
HTHT
$12.4B
$464 ﹤0.01%
12
– –
SOPH icon
3155
SOPHiA GENETICS
SOPH
$480M
$463 ﹤0.01%
94
-79
-46% -$381
TSBK icon
3156
Timberland Bancorp
TSBK
$343M
$458 ﹤0.01%
+17
New +$469
CSR
3157
Centerspace
CSR
$936M
$457 ﹤0.01%
+8
New +$445
MTX icon
3158
Minerals Technologies
MTX
$2.31B
$452 ﹤0.01%
6
– –
CPRX
3159
DELISTED
Catalyst Pharmaceutical
CPRX
$446 ﹤0.01%
28
-1,246
-98% -$18.8K
AXGN icon
3160
Axogen
AXGN
$2.1B
$444 ﹤0.01%
55
– –
NXDT
3161
NexPoint Diversified Real Estate Trust
NXDT
$281M
$436 ﹤0.01%
+66
New +$439
FIBK icon
3162
First Interstate BancSystem
FIBK
$3.7B
$435 ﹤0.01%
16
– –
FSBC icon
3163
Five Star Bancorp
FSBC
$1B
$428 ﹤0.01%
19
– –
MAXN
3164
DELISTED
Maxeon Solar Technologies
MAXN
$426 ﹤0.01%
1
– –
TIMB icon
3165
TIM SA
TIMB
$10.2B
$426 ﹤0.01%
24
– –
VRNA
3166
DELISTED
Verona Pharma
VRNA
$418 ﹤0.01%
26
– –
LVLU icon
3167
Lulu's Fashion Lounge
LVLU
$55M
$412 ﹤0.01%
20
-13
-39% -$372
AEHR icon
3168
Aehr Test Systems
AEHR
$2.48B
$409 ﹤0.01%
+33
New +$550
SPNT icon
3169
SiriusPoint
SPNT
$2.98B
$394 ﹤0.01%
31
– –
LOCO icon
3170
El Pollo Loco
LOCO
$485M
$390 ﹤0.01%
+40
New +$360
USCB icon
3171
USCB Financial Holdings
USCB
$396M
$388 ﹤0.01%
34
-163
-83% -$1.89K
VFC icon
3172
VF Corp
VFC
$6.68B
$384 ﹤0.01%
25
-717
-97% -$11.5K
ASTS icon
3173
AST SpaceMobile
ASTS
$16.8B
$377 ﹤0.01%
+130
New +$436
LOB icon
3174
Live Oak Bancshares
LOB
$1.95B
$374 ﹤0.01%
9
– –
FLBR icon
3175
Franklin FTSE Brazil ETF
FLBR
$537M
$372 ﹤0.01%
19
-75
-80% -$1.49K
125 126
127
128 129

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.