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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHK icon
3126
Schwab 1000 Index ETF
SCHK
$5.65B
– –
-32
Closed -$1.03K
SCHQ
3127
Schwab Long-Term US Treasury ETF
SCHQ
$801M
– –
-3,395
Closed -$110K
SCHY icon
3128
Schwab International Dividend Equity ETF
SCHY
$2.39B
– –
-970
Closed -$27.1K
SCHZ icon
3129
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-1,957
Closed -$45.9K
SCS
3130
DELISTED
Steelcase
SCS
– –
-1,221
Closed -$21K
SCSC icon
3131
Scansource
SCSC
$1.12B
– –
-11
Closed -$484
SHOE
3132
Shoe Station Group
SHOE
$395M
– –
-398
Closed -$8.27K
SD icon
3133
SandRidge Energy
SD
$510M
– –
-24
Closed -$271
SDGR icon
3134
Schrodinger
SDGR
$1.12B
– –
-3
Closed -$60
SDOG icon
3135
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
– –
-100
Closed -$6.02K
SDRL icon
3136
Seadrill
SDRL
$2.81B
– –
-112
Closed -$3.38K
SDVD icon
3137
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$909M
– –
-3,845
Closed -$83.1K
SEE
3138
DELISTED
Sealed Air
SEE
– –
-2,170
Closed -$76.7K
SEIX icon
3139
Virtus SEIX Senior Loan ETF
SEIX
$249M
– –
-1,605
Closed -$37.9K
SEM
3140
DELISTED
Select Medical
SEM
– –
-405
Closed -$5.2K
SENEA icon
3141
Seneca Foods Class A
SENEA
$1.13B
– –
-14
Closed -$1.51K
SETM icon
3142
Sprott Energy Transition Materials ETF
SETM
$534M
– –
-1,951
Closed -$49.1K
SEZL
3143
Sezzle
SEZL
$5.17B
– –
-647
Closed -$51.5K
SFBS
3144
ServisFirst Bancshares
SFBS
$4.79B
– –
-121
Closed -$9.74K
SFL icon
3145
SFL Corp
SFL
$1.59B
– –
-111
Closed -$836
SFM icon
3146
Sprouts Farmers Market
SFM
$7.04B
– –
-3,996
Closed -$435K
SFNC icon
3147
Simmons First National
SFNC
$3.35B
– –
-265
Closed -$5.08K
SFYF icon
3148
SoFi Social 50 ETF
SFYF
$39M
– –
-72
Closed -$3.95K
SG icon
3149
Sweetgreen
SG
$713M
– –
-100
Closed -$798
SGC icon
3150
Superior Group of Companies
SGC
$193M
– –
-64
Closed -$686
124 125
126
127 128

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.